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Global X US Preferred ETF

79 hedge funds and large institutions have $380M invested in Global X US Preferred ETF in 2020 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 35 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more funds holding in top 10

Funds holding in top 10: 16 (+5)

84% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 19

75% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 12

10% more funds holding

Funds holding: 7279 (+7)

6.04% less ownership

Funds ownership: 66.42%60.38% (-6%)

10% less capital invested

Capital invested by funds: $423M → $380M (-$42.6M)

Holders
79
Holders Change
+7
Holders Change %
+9.72%
% of All Funds
1.74%
Holding in Top 10
6
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+500%
% of All Funds
0.13%
New
21
Increased
35
Reduced
19
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
26
United Capital Financial Advisors
Texas
$1.36M +$1.5M +62,298 New
LPL Financial
27
LPL Financial
California
$1.29M +$686K +28,465 +93%
ACA
28
Aptus Capital Advisors
Alabama
$1.28M +$301K +12,486 +27%
RF
29
RHS Financial
California
$1.21M +$488K +20,247 +58%
Daiwa Securities Group
30
Daiwa Securities Group
Japan
$1.21M
RA
31
Rational Advisors
New York
$1.2M -$433K -17,974 -25%
BAC
32
Boys Arnold & Co
North Carolina
$1.2M +$72.3K +3,000 +6%
FCM
33
Fortis Capital Management
Washington
$1.15M +$12.1K +503 +1%
Osaic Holdings
34
Osaic Holdings
Arizona
$1.1M +$1.21M +50,129 New
CST
35
Charles Schwab Trust
Nevada
$1.09M -$1.9M -78,930 -61%
Baird Financial Group
36
Baird Financial Group
Wisconsin
$1.03M -$898K -37,258 -44%
GVAG
37
Great Valley Advisor Group
Delaware
$996K -$8.14K -338 -0.7%
NGA
38
Naples Global Advisors
Florida
$995K +$1.1M +45,471 New
Thrivent Financial for Lutherans
39
Thrivent Financial for Lutherans
Minnesota
$913K
GI
40
GS Investments
Minnesota
$902K +$994K +41,238 New
Citadel Advisors
41
Citadel Advisors
Florida
$889K +$979K +40,647 New
MA
42
Mutual Advisors
Nebraska
$876K +$419K +17,409 +77%
FFN
43
Focus Financial Network
Minnesota
$777K +$20.1K +835 +2%
PGAM
44
Princeton Global Asset Management
New Jersey
$731K +$60.8K +2,522 +8%
Jane Street
45
Jane Street
New York
$664K +$505K +20,956 +223%
CW
46
CreativeOne Wealth
Kansas
$588K +$233K +9,666 +56%
AF
47
Advisornet Financial
Minnesota
$565K +$29.2K +1,213 +5%
DSC
48
Duncker Streett & Co
Missouri
$531K +$373K +15,469 +176%
BNP Paribas Financial Markets
49
BNP Paribas Financial Markets
France
$516K -$193K -8,001 -25%
Cambridge Investment Research Advisors
50
Cambridge Investment Research Advisors
Iowa
$506K -$384K -15,929 -41%

PFFD Hedge Fund Activity: Q1 2020 in Review

79 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q1 2020, worth a combined $380M — down 10% from $423M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PFFD positions and 12 closed out — a net gain of 9 holders — while 35 added to existing stakes and 19 trimmed.

The largest buyer was JBJ Investment Partners, opening a new position worth an estimated $18.7M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $15.1M.

  • 79 institutional investors held Global X US Preferred ETF (PFFD) as of Q1 2020, up from 72 in Q4 2019.
  • Funds reported $380M of Global X US Preferred ETF stock for Q1 2020, down 10% quarter-over-quarter.
  • 21 funds opened new Global X US Preferred ETF positions in Q1 2020 and 12 closed out, a net change of +9 holders.
  • The largest Global X US Preferred ETF buyer in Q1 2020 was JBJ Investment Partners, an estimated $18.7M added.
  • The largest Global X US Preferred ETF seller in Q1 2020 was Charles Schwab Investment Advisory, an estimated $15.1M sold.

Based on aggregated 13F filings for Q1 2020.