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Global X US Preferred ETF

72 hedge funds and large institutions have $423M invested in Global X US Preferred ETF in 2019 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 31 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 5

107% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 15

24% more funds holding

Funds holding: 5872 (+14)

12% more capital invested

Capital invested by funds: $376M → $423M (+$46.9M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5.12% less ownership

Funds ownership: 71.54%66.42% (-5.1%)

Holders
72
Holders Change
+14
Holders Change %
+24.14%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
31
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
26
Baird Financial Group
Wisconsin
$2.11M +$2.11M +84,372 New
RWA
27
Redhawk Wealth Advisors
Minnesota
$1.89M +$1.88M +75,347 New
RA
28
Rational Advisors
New York
$1.82M +$292K +11,714 +19%
FI
29
FormulaFolio Investments
Michigan
$1.68M +$1.68M +67,252 New
FPGK
30
Financial Partners Group (Kansas)
Kansas
$1.61M -$90.9K -3,640 -5%
FCM
31
Fortis Capital Management
Washington
$1.3M +$1.29M +51,874 New
BAC
32
Boys Arnold & Co
North Carolina
$1.29M +$200K +8,025 +18%
GVAG
33
Great Valley Advisor Group
Delaware
$1.15M +$104K +4,160 +10%
ACA
34
Aptus Capital Advisors
Alabama
$1.15M +$1.15M +45,884 New
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$978K +$386K +15,485 +66%
Thrivent Financial for Lutherans
36
Thrivent Financial for Lutherans
Minnesota
$942K
RF
37
RHS Financial
California
$879K -$111K -4,458 -11%
FFN
38
Focus Financial Network
Minnesota
$872K -$22.3K -895 -3%
FP
39
Fiduciary Planning
Florida
$795K +$781K +31,286 New
BNP Paribas Financial Markets
40
BNP Paribas Financial Markets
France
$791K +$165K +6,603 +26%
LPL Financial
41
LPL Financial
California
$764K +$176K +7,064 +30%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$655K +$53.1K +2,128 +9%
AF
43
Advisornet Financial
Minnesota
$615K +$300 +12 +0%
MA
44
Mutual Advisors
Nebraska
$567K +$170K +6,796 +43%
Goldman Sachs
45
Goldman Sachs
New York
$556K +$554K +22,213 New
Qube Research & Technologies (QRT)
46
Qube Research & Technologies (QRT)
United Kingdom
$451K +$450K +18,016 New
LWPC
47
Legacy Wealth Partners (California)
California
$440K +$432K +17,289 New
CW
48
CreativeOne Wealth
Kansas
$430K +$117K +4,674 +37%
FA
49
FDx Advisors
Illinois
$397K -$82K -3,287 -17%
FCA
50
FLC Capital Advisors
California
$324K +$103K +4,112 +46%

PFFD Hedge Fund Activity: Q4 2019 in Review

72 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q4 2019, worth a combined $423M — up 12% from $376M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PFFD positions and 5 closed out — a net gain of 15 holders — while 31 added to existing stakes and 15 trimmed.

The largest buyer was Bank of Nova Scotia, opening a new position worth an estimated $7.04M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $11.1M.

  • 72 institutional investors held Global X US Preferred ETF (PFFD) as of Q4 2019, up from 58 in Q3 2019.
  • Funds reported $423M of Global X US Preferred ETF stock for Q4 2019, up 12% quarter-over-quarter.
  • 20 funds opened new Global X US Preferred ETF positions in Q4 2019 and 5 closed out, a net change of +15 holders.
  • The largest Global X US Preferred ETF buyer in Q4 2019 was Bank of Nova Scotia, an estimated $7.04M added.
  • The largest Global X US Preferred ETF seller in Q4 2019 was Charles Schwab Investment Advisory, an estimated $11.1M sold.

Based on aggregated 13F filings for Q4 2019.