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Global X US Preferred ETF

58 hedge funds and large institutions have $376M invested in Global X US Preferred ETF in 2019 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

750% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 2

150% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 10

43% more capital invested

Capital invested by funds: $263M → $376M (+$113M)

35% more funds holding

Funds holding: 4358 (+15)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

56.89% less ownership

Funds ownership: 128.43%71.54% (-57%)

Holders
58
Holders Change
+15
Holders Change %
+34.88%
% of All Funds
1.27%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
25
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PGAM
26
Princeton Global Asset Management
New Jersey
$768K +$446K +17,957 +142%
Thrivent Financial for Lutherans
27
Thrivent Financial for Lutherans
Minnesota
$684K
BNP Paribas Financial Markets
28
BNP Paribas Financial Markets
France
$627K +$286K +11,520 +86%
AF
29
Advisornet Financial
Minnesota
$617K -$2.19K -88 -0.4%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$603K +$249K +10,041 +72%
Jane Street
31
Jane Street
New York
$599K -$471K -18,951 -44%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$592K +$112K +4,494 +24%
LPL Financial
33
LPL Financial
California
$589K +$149K +5,985 +34%
FA
34
FDx Advisors
Illinois
$481K -$162K -6,535 -25%
MA
35
Mutual Advisors
Nebraska
$398K -$1.11M -44,789 -74%
SFS
36
Sowell Financial Services
Arkansas
$363K +$360K +14,480 New
CW
37
CreativeOne Wealth
Kansas
$314K +$311K +12,526 New
JP Morgan Chase
38
JP Morgan Chase
New York
$313K +$310K +12,490 New
NGA
39
Naples Global Advisors
Florida
$292K +$289K +11,646 New
GM
40
GeoWealth Management
Illinois
$287K +$284K +11,452 New
CGFA
41
Colton Groome Financial Advisors
North Carolina
$276K +$277K +11,140 New
SWP
42
Stratos Wealth Partners
Ohio
$269K -$4.2K -169 -2%
FCA
43
FLC Capital Advisors
California
$222K
MAFM
44
Mid Atlantic Financial Management
Pennsylvania
$210K -$4.62K -186 -2%
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$168K +$10.9K +439 +7%
FANJ
46
Financial Architects (New Jersey)
New Jersey
$116K
AG
47
Advisor Group
Arizona
$108K +$107K +4,300 New
IA
48
IFP Advisors
Florida
$96K +$96K +3,867 New
Citigroup
49
Citigroup
New York
$95K +$94.4K +3,800 New
GRP
50
Global Retirement Partners
California
$78K +$77K +3,103 New

PFFD Hedge Fund Activity: Q3 2019 in Review

58 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q3 2019, worth a combined $376M — up 43% from $263M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PFFD positions and 2 closed out — a net gain of 15 holders — while 25 added to existing stakes and 10 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $75.1M. The largest seller was First Allied Advisory Services, cutting an estimated $6.37M.

  • 58 institutional investors held Global X US Preferred ETF (PFFD) as of Q3 2019, up from 43 in Q2 2019.
  • Funds reported $376M of Global X US Preferred ETF stock for Q3 2019, up 43% quarter-over-quarter.
  • 17 funds opened new Global X US Preferred ETF positions in Q3 2019 and 2 closed out, a net change of +15 holders.
  • The largest Global X US Preferred ETF buyer in Q3 2019 was Charles Schwab Investment Advisory, an estimated $75.1M added.
  • The largest Global X US Preferred ETF seller in Q3 2019 was First Allied Advisory Services, an estimated $6.37M sold.

Based on aggregated 13F filings for Q3 2019.