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Global X US Preferred ETF

43 hedge funds and large institutions have $263M invested in Global X US Preferred ETF in 2019 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 4 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

475% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 4

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

24% more capital invested

Capital invested by funds: $212M → $263M (+$50.6M)

23.14% more ownership

Funds ownership: 105.29%128.43% (+23%)

16% more funds holding

Funds holding: 3743 (+6)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
43
Holders Change
+6
Holders Change %
+16.22%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
11
Increased
23
Reduced
4
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GPC
26
Glacier Peak Capital
Washington
$448K +$202K +8,306 +84%
LPL Financial
27
LPL Financial
California
$429K +$61.3K +2,524 +17%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$343K +$33.5K +1,378 +11%
BNP Paribas Financial Markets
29
BNP Paribas Financial Markets
France
$330K +$37K +1,522 +13%
Citadel Advisors
30
Citadel Advisors
Florida
$328K +$325K +13,394 New
PGAM
31
Princeton Global Asset Management
New Jersey
$309K +$238K +9,800 +348%
SWP
32
Stratos Wealth Partners
Ohio
$267K -$125K -5,131 -32%
FCA
33
FLC Capital Advisors
California
$217K +$215K +8,850 New
MAFM
34
Mid Atlantic Financial Management
Pennsylvania
$210K +$5.46K +225 +3%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$154K +$20.4K +841 +16%
FANJ
36
Financial Architects (New Jersey)
New Jersey
$114K
CFA
37
Carroll Financial Associates
North Carolina
$63K +$5.03K +207 +9%
MAM
38
Marquette Asset Management
Minnesota
$46K
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$46K +$97 +4 +0.2%
IRC
40
Investors Research Corp
Georgia
$38K +$62.1K +2,556 New
ASN
41
Advisory Services Network
Georgia
$33K
William Blair & Company
42
William Blair & Company
Illinois
$25K
Wells Fargo
43
Wells Fargo
California
$13K +$13.4K +550 New
RIM
44
Redwood Investment Management
Arizona
-$5.67M -235,889 Closed
BCM
45
Bluefin Capital Management
New York
-$702K -29,175 Closed
RRWA
46
Rainey & Randall Wealth Advisors
Florida
-$584K -24,292 Closed
CAL
47
Capital Advisors Ltd
Ohio
-$534K -22,176 Closed
RFM
48
Royal Fund Management
Florida
-$1K -62 Closed

PFFD Hedge Fund Activity: Q2 2019 in Review

43 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q2 2019, worth a combined $263M — up 24% from $212M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFFD positions and 5 closed out — a net gain of 6 holders — while 23 added to existing stakes and 4 trimmed.

The largest buyer was Gradient Investments, opening a new position worth an estimated $20.7M. The largest seller was Redwood Investment Management, exiting entirely with an estimated $5.67M sold.

  • 43 institutional investors held Global X US Preferred ETF (PFFD) as of Q2 2019, up from 37 in Q1 2019.
  • Funds reported $263M of Global X US Preferred ETF stock for Q2 2019, up 24% quarter-over-quarter.
  • 11 funds opened new Global X US Preferred ETF positions in Q2 2019 and 5 closed out, a net change of +6 holders.
  • The largest Global X US Preferred ETF buyer in Q2 2019 was Gradient Investments, an estimated $20.7M added.
  • The largest Global X US Preferred ETF seller in Q2 2019 was Redwood Investment Management, an estimated $5.67M sold.

Based on aggregated 13F filings for Q2 2019.