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Global X US Preferred ETF
PFFD

37 hedge funds and large institutions have $212M invested in Global X US Preferred ETF in 2019 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 2

133% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 6

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

48% more capital invested

Capital invested by funds: $144M → $212M (+$68.9M)

37% more funds holding

Funds holding: 27 → 37 (+10)

28.53% more ownership

Funds ownership: 76.76% → 105.29% (+29%)

Holders
37
Holders Change
+10
Holders Change %
+37.04%
% of All Funds
0.8%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
12
Increased
14
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$25M
2
CSIA
Charles Schwab Investment Advisory
California
+$10.5M
3
Bank of America
Bank of America
North Carolina
+$7.65M
4
RIM
Redwood Investment Management
Arizona
+$5.59M
5
Lido Advisors
Lido Advisors
California
+$2.15M

Top Sellers

Rank Fund Capital Flow
1
APP
Avantax Planning Partners
Iowa
-$451K
2
FAAS
First Allied Advisory Services
California
-$305K
3
RF
RHS Financial
California
-$250K
4
CM
Columbus Macro
Pennsylvania
-$229K
5
CAL
Capital Advisors Ltd
Ohio
-$97.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
BAC
26
Boys Arnold & Co
North Carolina
$241K +$237K +10,000 New
GPC
27
Glacier Peak Capital
Washington
$239K +$236K +9,944 New
MAFM
28
Mid Atlantic Financial Management
Pennsylvania
$200K +$198K +8,332 New
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$131K +$3.77K +159 +3%
FANJ
30
Financial Architects (New Jersey)
New Jersey
$111K – – –
PGAM
31
Princeton Global Asset Management
New Jersey
$67K +$66.7K +2,815 New
CFA
32
Carroll Financial Associates
North Carolina
$56K – – –
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$45K +$43.9K +1,853 New
MAM
34
Marquette Asset Management
Minnesota
$45K +$44.1K +1,861 New
ASN
35
Advisory Services Network
Georgia
$32K +$31.5K +1,330 New
William Blair & Company
36
William Blair & Company
Illinois
$24K – – –
RFM
37
Royal Fund Management
Florida
$1K – – –
APP
38
Avantax Planning Partners
Iowa
– -$451K -20,015 Closed
DWM
39
Destination Wealth Management
California
– -$35K -1,548 Closed
1
2

PFFD Hedge Fund Activity: Q1 2019 in Review

37 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q1 2019, worth a combined $212M — up 48% from $144M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFFD positions and 2 closed out — a net gain of 10 holders — while 14 added to existing stakes and 6 trimmed.

The largest buyer was Carson Wealth (CWM LLC), adding an estimated $25M. The largest seller was Avantax Planning Partners, exiting entirely with an estimated $451K sold.

  • 37 institutional investors held Global X US Preferred ETF (PFFD) as of Q1 2019, up from 27 in Q4 2018.
  • Funds reported $212M of Global X US Preferred ETF stock for Q1 2019, up 48% quarter-over-quarter.
  • 12 funds opened new Global X US Preferred ETF positions in Q1 2019 and 2 closed out, a net change of +10 holders.
  • The largest Global X US Preferred ETF buyer in Q1 2019 was Carson Wealth (CWM LLC), an estimated $25M added.
  • The largest Global X US Preferred ETF seller in Q1 2019 was Avantax Planning Partners, an estimated $451K sold.

Based on aggregated 13F filings for Q1 2019.