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iShares Preferred and Income Securities ETF

348 hedge funds and large institutions have $3.16B invested in iShares Preferred and Income Securities ETF in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 107 increasing their positions, 170 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.2% less ownership

Funds ownership: 34.29%33.08% (-1.2%)

3% less funds holding

Funds holding: 360348 (-12)

16% less capital invested

Capital invested by funds: $3.76B → $3.16B (-$597M)

21% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 43

29% less funds holding in top 10

Funds holding in top 10: 4230 (-12)

37% less repeat investments, than reductions

Existing positions increased: 107 | Existing positions reduced: 170

83% less call options, than puts

Call options by funds: $2.11M | Put options by funds: $12.3M

Holders
348
Holders Change
-12
Holders Change %
-3.33%
% of All Funds
11.28%
Holding in Top 10
30
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-28.57%
% of All Funds
0.97%
New
34
Increased
107
Reduced
170
Closed
43
Calls
$2.11M
Puts
$12.3M
Net Calls
-$10.1M
Net Calls Change
+$5.04M
Name Holding Trade Value Shares
Change
Change in
Stake
CBN
201
Cadence Bank NA
Texas
$970K -$39.7K -1,039 -4%
KS
202
Karpas Strategies
Connecticut
$936K
WB
203
Webster Bank
Connecticut
$930K -$5.92K -155 -0.6%
VKH
204
Virtu KCG Holdings
New York
$917K +$922K +24,133 New
KFS
205
KMS Financial Services
Washington
$913K -$146K -3,816 -14%
WA
206
WFG Advisors
Texas
$878K -$413K -10,815 -32%
HSA
207
HBK Sorce Advisory
Pennsylvania
$869K -$1.06M -27,664 -55%
NES
208
New England Securities
New York
$833K -$395K -10,323 -32%
CCT
209
Country Club Trust
Missouri
$786K -$100K -2,625 -11%
WSCM
210
Wellington Shields Capital Management
New York
$783K +$446K +11,670 +131%
RCAG
211
Rehmann Capital Advisory Group
Michigan
$776K +$392K +10,264 +101%
AAM
212
Autus Asset Management
Arizona
$766K +$209K +5,473 +37%
TYCC
213
Texas Yale Capital Corp
Florida
$764K
NIC
214
Northwest Investment Counselors
Oregon
$757K +$121K +3,170 +19%
BRWA
215
B. Riley Wealth Advisors
Florida
$742K -$731K -19,115 -49%
HVIA
216
Hudson Valley Investment Advisors
New York
$719K -$30.6K -800 -4%
BWP
217
Baldwin Wealth Partners
Massachusetts
$710K -$242K -6,325 -25%
ANTB
218
AMG National Trust Bank
Colorado
$708K +$76.5K +2,002 +12%
HighTower Advisors
219
HighTower Advisors
Illinois
$707K -$292K -7,633 -29%
TNBTD
220
Trustmark National Bank Trust Department
Mississippi
$701K +$7.26K +190 +1%
BJL
221
Brighton Jones LLC
Washington
$678K +$24.1K +630 +4%
BIA
222
Biondo Investment Advisors
Pennsylvania
$670K -$39.4K -1,030 -6%
TCM
223
Telos Capital Management
California
$662K -$27.7K -724 -4%
ACP
224
Ashfield Capital Partners
California
$642K -$397K -10,395 -38%
Barclays
225
Barclays
United Kingdom
$634K -$235K -6,157 -27%

PFF Hedge Fund Activity: Q3 2013 in Review

348 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q3 2013, worth a combined $3.16B — down 16% from $3.76B a quarter earlier.

Sellers outnumbered buyers: 43 funds closed out of PFF and 34 opened new positions — a net loss of 9 holders — while 170 trimmed existing stakes and 107 added.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $8.26M. The largest seller was Deutsche Bank, cutting an estimated $56.3M.

  • 348 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q3 2013, down from 360 in Q2 2013.
  • Funds reported $3.16B of iShares Preferred and Income Securities ETF stock for Q3 2013, down 16% quarter-over-quarter.
  • 34 funds opened new iShares Preferred and Income Securities ETF positions in Q3 2013 and 43 closed out, a net change of -9 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q3 2013 was Janney Montgomery Scott, an estimated $8.26M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q3 2013 was Deutsche Bank, an estimated $56.3M sold.

Based on aggregated 13F filings for Q3 2013.