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iShares Preferred and Income Securities ETF

409 hedge funds and large institutions have $3.66B invested in iShares Preferred and Income Securities ETF in 2014 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 170 increasing their positions, 145 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 23

17% more repeat investments, than reductions

Existing positions increased: 170 | Existing positions reduced: 145

9% more capital invested

Capital invested by funds: $3.37B → $3.66B (+$297M)

1.81% more ownership

Funds ownership: 33.16%34.97% (+1.8%)

1% more funds holding

Funds holding: 403409 (+6)

3% less funds holding in top 10

Funds holding in top 10: 3231 (-1)

95% less call options, than puts

Call options by funds: $1.26M | Put options by funds: $27.9M

Holders
409
Holders Change
+6
Holders Change %
+1.49%
% of All Funds
11.87%
Holding in Top 10
31
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.13%
% of All Funds
0.9%
New
31
Increased
170
Reduced
145
Closed
23
Calls
$1.26M
Puts
$27.9M
Net Calls
-$26.7M
Net Calls Change
-$14.6M
Name Holding Trade Value Shares
Change
Change in
Stake
IH
176
IFC Holdings
Florida
$1.47M +$99.2K +2,504 +7%
CPO
177
Cerity Partners OCIO
New York
$1.47M +$899K +22,701 +157%
FIM
178
Freedom Investment Management
Connecticut
$1.46M +$119K +2,999 +9%
SI
179
SII Investments
Wisconsin
$1.44M +$409K +10,313 +40%
IPC
180
Independent Portfolio Consultants
Florida
$1.43M +$97.9K +2,470 +7%
CBU
181
CIBC Bank USA
Illinois
$1.43M +$80.8K +2,040 +6%
1SB
182
1ST Source Bank
Indiana
$1.33M -$4.63K -117 -0.3%
LS
183
Lattice Strategies
Pennsylvania
$1.31M -$31.1K -784 -2%
ACP
184
Ashfield Capital Partners
California
$1.29M +$54.5K +1,375 +4%
Mariner
185
Mariner
Kansas
$1.28M -$48.7K -1,228 -4%
HighTower Advisors
186
HighTower Advisors
Illinois
$1.28M +$173K +4,357 +16%
WA
187
Winfield Associates
Ohio
$1.28M +$240K +6,061 +23%
OC
188
Oakworth Capital
Alabama
$1.27M +$240K +6,065 +24%
ST
189
Spinnaker Trust
Maine
$1.26M +$46.5K +1,173 +4%
AAA
190
Adams Asset Advisors
Texas
$1.25M
QIM
191
Quest Investment Management
Oregon
$1.23M +$1.23K +31 +0.1%
FNBOO
192
First National Bank of Omaha
Nebraska
$1.22M
MIAN
193
Mariner Independent Advisor Network
Kansas
$1.21M -$37.7K -952 -3%
CL
194
Choreo LLC
Illinois
$1.2M +$16.6K +420 +1%
AllianceBernstein
195
AllianceBernstein
Tennessee
$1.19M +$48.2K +1,216 +4%
AP
196
Advisors Preferred
Maryland
$1.18M +$1.18M +29,759 New
MC
197
Mathes Company
New York
$1.17M
SG Americas Securities
198
SG Americas Securities
New York
$1.15M +$481K +12,135 +71%
BRWA
199
B. Riley Wealth Advisors
Florida
$1.15M -$1.33M -33,648 -54%
BOK
200
Bank of Kentucky
Kentucky
$1.12M +$12.3K +310 +1%

PFF Hedge Fund Activity: Q3 2014 in Review

409 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q3 2014, worth a combined $3.66B — up 8.8% from $3.37B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new PFF positions and 23 closed out — a net gain of 8 holders — while 170 added to existing stakes and 145 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $211M. The largest seller was Royal Bank of Canada, cutting an estimated $25M.

  • 409 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q3 2014, up from 403 in Q2 2014.
  • Funds reported $3.66B of iShares Preferred and Income Securities ETF stock for Q3 2014, up 8.8% quarter-over-quarter.
  • 31 funds opened new iShares Preferred and Income Securities ETF positions in Q3 2014 and 23 closed out, a net change of +8 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q3 2014 was Fidelity Investments, an estimated $211M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q3 2014 was Royal Bank of Canada, an estimated $25M sold.

Based on aggregated 13F filings for Q3 2014.