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iShares Preferred and Income Securities ETF

409 hedge funds and large institutions have $3.66B invested in iShares Preferred and Income Securities ETF in 2014 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 170 increasing their positions, 145 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 23

17% more repeat investments, than reductions

Existing positions increased: 170 | Existing positions reduced: 145

9% more capital invested

Capital invested by funds: $3.37B → $3.66B (+$297M)

1.81% more ownership

Funds ownership: 33.16%34.97% (+1.8%)

1% more funds holding

Funds holding: 403409 (+6)

3% less funds holding in top 10

Funds holding in top 10: 3231 (-1)

95% less call options, than puts

Call options by funds: $1.26M | Put options by funds: $27.9M

Holders
409
Holders Change
+6
Holders Change %
+1.49%
% of All Funds
11.87%
Holding in Top 10
31
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.13%
% of All Funds
0.9%
New
31
Increased
170
Reduced
145
Closed
23
Calls
$1.26M
Puts
$27.9M
Net Calls
-$26.7M
Net Calls Change
-$14.6M
Name Holding Trade Value Shares
Change
Change in
Stake
TCB
126
Texas Capital Bancshares
Texas
$2.84M -$42.8K -1,081 -1%
Northern Trust
127
Northern Trust
Illinois
$2.82M +$1.1M +27,726 +64%
JWM
128
Jacobus Wealth Management
Wisconsin
$2.66M +$37.6K +950 +1%
NAM
129
North American Management
Massachusetts
$2.63M +$85K +2,145 +3%
NFG
130
Noven Financial Group
Colorado
$2.62M +$490K +12,371 +23%
NAM
131
Nichols Asset Management
Massachusetts
$2.57M
DSC
132
Duncker Streett & Co
Missouri
$2.56M +$21.9K +552 +0.9%
FIB
133
First Interstate Bank
Montana
$2.53M +$26.7K +675 +1%
NFG
134
Next Financial Group
Texas
$2.52M +$2.52M +63,612 +23,301%
RJFSA
135
Raymond James Financial Services Advisors
Florida
$2.47M +$18.2K +460 +0.7%
AC
136
Alexandria Capital
Virginia
$2.46M +$99.2K +2,504 +4%
GCA
137
Greenwood Capital Associates
South Carolina
$2.45M -$1.58K -40 -0.1%
DOA
138
D'Orazio & Associates
Virginia
$2.34M -$109K -2,763 -4%
FBNAT
139
FirstMerit Bank N.A. Trustee
Ohio
$2.27M -$16.2K -408 -0.7%
MAM
140
Marquette Asset Management
Minnesota
$2.24M -$3.31M -83,479 -60%
KFC
141
Klingenstein Fields & Co
New York
$2.23M +$3.37K +85 +0.2%
WPC
142
White Pine Capital
Minnesota
$2.21M +$45.6K +1,150 +2%
BUB
143
BBVA USA Bancshares
Texas
$2.18M +$155K +3,921 +8%
OC
144
Oppenheimer & Co
New York
$2.16M -$16.2K -409 -0.7%
DBIA
145
Dumont & Blake Investment Advisors
New Jersey
$2.16M +$24K +605 +1%
MAA
146
Managed Account Advisors
New Jersey
$2.15M +$986K +24,876 +84%
TYCC
147
Texas Yale Capital Corp
Florida
$2.08M
MFS
148
MSI Financial Services
Massachusetts
$2.08M -$21K -529 -1%
GI
149
Gradient Investments
Minnesota
$2.02M +$643K +16,218 +47%
FFBTD
150
First Financial Bank - Trust Division
Ohio
$1.96M -$75.2K -1,898 -4%

PFF Hedge Fund Activity: Q3 2014 in Review

409 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q3 2014, worth a combined $3.66B — up 8.8% from $3.37B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new PFF positions and 23 closed out — a net gain of 8 holders — while 170 added to existing stakes and 145 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $211M. The largest seller was Royal Bank of Canada, cutting an estimated $25M.

  • 409 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q3 2014, up from 403 in Q2 2014.
  • Funds reported $3.66B of iShares Preferred and Income Securities ETF stock for Q3 2014, up 8.8% quarter-over-quarter.
  • 31 funds opened new iShares Preferred and Income Securities ETF positions in Q3 2014 and 23 closed out, a net change of +8 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q3 2014 was Fidelity Investments, an estimated $211M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q3 2014 was Royal Bank of Canada, an estimated $25M sold.

Based on aggregated 13F filings for Q3 2014.