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iShares Preferred and Income Securities ETF

409 hedge funds and large institutions have $3.66B invested in iShares Preferred and Income Securities ETF in 2014 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 170 increasing their positions, 145 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 23

17% more repeat investments, than reductions

Existing positions increased: 170 | Existing positions reduced: 145

9% more capital invested

Capital invested by funds: $3.37B → $3.66B (+$297M)

1.81% more ownership

Funds ownership: 33.16%34.97% (+1.8%)

1% more funds holding

Funds holding: 403409 (+6)

3% less funds holding in top 10

Funds holding in top 10: 3231 (-1)

95% less call options, than puts

Call options by funds: $1.26M | Put options by funds: $27.9M

Holders
409
Holders Change
+6
Holders Change %
+1.49%
% of All Funds
11.87%
Holding in Top 10
31
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.13%
% of All Funds
0.9%
New
31
Increased
170
Reduced
145
Closed
23
Calls
$1.26M
Puts
$27.9M
Net Calls
-$26.7M
Net Calls Change
-$14.6M
Name Holding Trade Value Shares
Change
Change in
Stake
JWBC
101
J.W. Burns & Co
New York
$4.1M +$595K +15,030 +17%
RIA
102
Regal Investment Advisors
Michigan
$3.94M +$833K +21,021 +27%
CIBC World Market
103
CIBC World Market
Ontario, Canada
$3.88M +$386K +9,748 +11%
CFS
104
Community Financial System
New York
$3.66M -$3.96K -100 -0.1%
HSBC Holdings
105
HSBC Holdings
United Kingdom
$3.62M +$78.4K +1,979 +2%
LI
106
Longer Investments
Arkansas
$3.61M -$31.1K -785 -0.9%
ACM
107
Azimuth Capital Management
Michigan
$3.6M +$387K +9,775 +12%
TAG
108
Tactical Allocation Group
Michigan
$3.57M -$22.9M -576,841 -86%
BC
109
Bartlett & Co
Ohio
$3.5M +$135K +3,410 +4%
WAM
110
Weatherly Asset Management
California
$3.48M -$106K -2,682 -3%
MP
111
Manifold Partners
California
$3.45M +$784K +19,796 +29%
CT
112
Coastline Trust
Rhode Island
$3.45M +$58.4K +1,475 +2%
CAN
113
Cetera Advisor Networks
California
$3.36M +$819K +20,663 +32%
VAS
114
Valicenti Advisory Services
New York
$3.33M +$153K +3,858 +5%
VFS
115
VSR Financial Services
Kansas
$3.23M -$66.5K -1,678 -2%
QA
116
Quantitative Advantage
Minnesota
$3.2M -$206K -5,205 -6%
MBT
117
Monroe Bank & Trust
Michigan
$3.19M -$17.6K -445 -0.5%
HC
118
HHG & Company
Connecticut
$3.17M +$6.81K +172 +0.2%
CA
119
Cetera Advisors
Colorado
$3.15M +$212K +5,345 +7%
NB
120
NBT Bank
New York
$3.1M +$139K +3,516 +5%
HFM
121
Hartford Financial Management
Connecticut
$3.1M +$41K +1,035 +1%
AIM
122
Aspen Investment Management
Michigan
$3.02M -$4.16K -105 -0.1%
CIBC Private Wealth Group
123
CIBC Private Wealth Group
Georgia
$2.99M -$673K -16,995 -18%
BFC
124
Blue Fin Capital
Rhode Island
$2.98M +$260K +6,550 +10%
PMG
125
ProVise Management Group
Florida
$2.9M -$89.4K -2,257 -3%

PFF Hedge Fund Activity: Q3 2014 in Review

409 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q3 2014, worth a combined $3.66B — up 8.8% from $3.37B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new PFF positions and 23 closed out — a net gain of 8 holders — while 170 added to existing stakes and 145 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $211M. The largest seller was Royal Bank of Canada, cutting an estimated $25M.

  • 409 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q3 2014, up from 403 in Q2 2014.
  • Funds reported $3.66B of iShares Preferred and Income Securities ETF stock for Q3 2014, up 8.8% quarter-over-quarter.
  • 31 funds opened new iShares Preferred and Income Securities ETF positions in Q3 2014 and 23 closed out, a net change of +8 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q3 2014 was Fidelity Investments, an estimated $211M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q3 2014 was Royal Bank of Canada, an estimated $25M sold.

Based on aggregated 13F filings for Q3 2014.