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iShares Preferred and Income Securities ETF

409 hedge funds and large institutions have $3.66B invested in iShares Preferred and Income Securities ETF in 2014 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 170 increasing their positions, 145 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 23

17% more repeat investments, than reductions

Existing positions increased: 170 | Existing positions reduced: 145

9% more capital invested

Capital invested by funds: $3.37B → $3.66B (+$297M)

1.81% more ownership

Funds ownership: 33.16%34.97% (+1.8%)

1% more funds holding

Funds holding: 403409 (+6)

3% less funds holding in top 10

Funds holding in top 10: 3231 (-1)

95% less call options, than puts

Call options by funds: $1.26M | Put options by funds: $27.9M

Holders
409
Holders Change
+6
Holders Change %
+1.49%
% of All Funds
11.87%
Holding in Top 10
31
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.13%
% of All Funds
0.9%
New
31
Increased
170
Reduced
145
Closed
23
Calls
$1.26M
Puts
$27.9M
Net Calls
-$26.7M
Net Calls Change
-$14.6M
Name Holding Trade Value Shares
Change
Change in
Stake
WCM
76
Windsor Capital Management
Arizona
$6.48M +$198K +4,999 +3%
CFA
77
Camarda Financial Advisors
Florida
$6.45M +$71.7K +1,809 +1%
SWP
78
Stratos Wealth Partners
Ohio
$6.28M +$5.07M +128,025 +416%
SF
79
Synovus Financial
Georgia
$6.16M +$816K +20,593 +15%
BAM
80
Brave Asset Management
New Jersey
$5.89M -$31.7K -800 -0.5%
RFC
81
Regions Financial Corp
Alabama
$5.75M +$136K +3,435 +2%
SC
82
SouthState Corp
Florida
$5.7M +$5.51M +139,014 +2,728%
MAS
83
Madden Advisory Services
Florida
$5.58M +$45.4K +1,145 +0.8%
FAAS
84
First Allied Advisory Services
California
$5.53M -$5.65M -142,557 -51%
PFC
85
Phocas Financial Corp
California
$5.32M +$5.33M +134,620 New
PFS
86
Prospera Financial Services
Texas
$5.09M -$675K -17,026 -12%
JP Morgan Chase
87
JP Morgan Chase
New York
$5.03M +$1.25M +31,644 +33%
PI
88
Placemark Investments
Illinois
$4.97M +$425K +10,731 +9%
USAA
89
United Services Automobile Association
Texas
$4.94M
TH
90
TCTC Holdings
Texas
$4.82M -$99K -2,500 -2%
AA
91
Advisory Alpha
Michigan
$4.7M +$528K +13,334 +13%
HH
92
Hilltop Holdings
Texas
$4.7M +$883K +22,286 +23%
Thrivent Financial for Lutherans
93
Thrivent Financial for Lutherans
Minnesota
$4.47M +$80.7K +2,038 +2%
AAM
94
Autus Asset Management
Arizona
$4.47M +$1.79M +45,303 +67%
SAMT
95
Select Asset Management & Trust
Pennsylvania
$4.33M
1IC
96
1919 Investment Counsel
Maryland
$4.32M -$143K -3,604 -3%
PWW
97
Pettyjohn Wood & White
Virginia
$4.22M +$987K +24,911 +30%
M&T Bank
98
M&T Bank
New York
$4.17M +$4.1M +103,559 +4,991%
NC
99
NewSquare Capital
Pennsylvania
$4.13M -$266K -6,716 -6%
DJSG
100
D.J. St. Germain
Massachusetts
$4.12M -$299K -7,555 -7%

PFF Hedge Fund Activity: Q3 2014 in Review

409 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q3 2014, worth a combined $3.66B — up 8.8% from $3.37B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new PFF positions and 23 closed out — a net gain of 8 holders — while 170 added to existing stakes and 145 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $211M. The largest seller was Royal Bank of Canada, cutting an estimated $25M.

  • 409 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q3 2014, up from 403 in Q2 2014.
  • Funds reported $3.66B of iShares Preferred and Income Securities ETF stock for Q3 2014, up 8.8% quarter-over-quarter.
  • 31 funds opened new iShares Preferred and Income Securities ETF positions in Q3 2014 and 23 closed out, a net change of +8 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q3 2014 was Fidelity Investments, an estimated $211M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q3 2014 was Royal Bank of Canada, an estimated $25M sold.

Based on aggregated 13F filings for Q3 2014.