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iShares Preferred and Income Securities ETF

957 hedge funds and large institutions have $4.92B invested in iShares Preferred and Income Securities ETF in 2023 Q3 according to their latest regulatory filings, with 84 funds opening new positions, 333 increasing their positions, 404 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more call options, than puts

Call options by funds: $17M | Put options by funds: $12M

11% more first-time investments, than exits

New positions opened: 84 | Existing positions closed: 76

0.1% less ownership

Funds ownership: 38.37%38.27% (-0.1%)

0% less funds holding

Funds holding: 960957 (-3)

2% less capital invested

Capital invested by funds: $5B → $4.92B (-$75.6M)

3% less funds holding in top 10

Funds holding in top 10: 3534 (-1)

18% less repeat investments, than reductions

Existing positions increased: 333 | Existing positions reduced: 404

Holders
957
Holders Change
-3
Holders Change %
-0.31%
% of All Funds
15.19%
Holding in Top 10
34
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-2.86%
% of All Funds
0.54%
New
84
Increased
333
Reduced
404
Closed
76
Calls
$17M
Puts
$12M
Net Calls
+$5.02M
Net Calls Change
+$5.34M
Name Holding Trade Value Shares
Change
Change in
Stake
SW
26
SVB Wealth
Massachusetts
$40.6M -$10M -327,768 -20%
CCWA
27
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$37.8M +$4.64M +151,719 +14%
KeyBank National Association
28
KeyBank National Association
Ohio
$36.8M -$1.59M -51,917 -4%
DWM
29
Dakota Wealth Management
Florida
$33.9M +$2.7M +88,340 +9%
TPWA
30
TRUE Private Wealth Advisors
Oregon
$33.6M -$911K -29,808 -3%
Wealth Enhancement Advisory Services
31
Wealth Enhancement Advisory Services
Minnesota
$31.2M +$31.6M +1,033,679 New
SAM
32
SP Asset Management
California
$30.2M -$2.63M -85,883 -8%
SI
33
Stephens Inc
Arkansas
$27.7M -$709K -23,197 -2%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$26.4M +$2.99M +97,817 +13%
IWS
35
Insight Wealth Strategies
California
$26.1M +$390K +12,756 +1%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$25.5M -$869K -28,425 -3%
SMFG
37
Sumitomo Mitsui Financial Group
Japan
$24M -$2.92M -95,440 -11%
WF
38
Welch & Forbes
Massachusetts
$22.2M -$1.52M -49,630 -6%
CWM
39
Congress Wealth Management
Massachusetts
$21.2M -$25.3K -829 -0.1%
RJA
40
Raymond James & Associates
Florida
$20.7M +$1.43M +46,874 +7%
SWIG
41
Strategic Wealth Investment Group
Kentucky
$19.3M +$993K +32,474 +5%
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$19.3M -$7.03M -230,077 -27%
Baird Financial Group
43
Baird Financial Group
Wisconsin
$18.4M +$447K +14,639 +2%
Citigroup
44
Citigroup
New York
$18.2M -$7.96M -260,375 -30%
CAN
45
Cetera Advisor Networks
California
$17.7M +$271K +8,865 +2%
CTB
46
Country Trust Bank
Illinois
$17.2M
FMLI
47
Fukoku Mutual Life Insurance
Japan
$17.1M
SFWA
48
Summit Financial Wealth Advisors
Louisiana
$17M +$536K +17,545 +3%
Stifel Financial
49
Stifel Financial
Missouri
$17M -$10K -328 -0.1%
HighTower Advisors
50
HighTower Advisors
Illinois
$16.4M +$291K +9,535 +2%

PFF Hedge Fund Activity: Q3 2023 in Review

957 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q3 2023, worth a combined $4.92B — down 1.5% from $5B a quarter earlier.

Buyers outnumbered sellers: 84 funds opened new PFF positions and 76 closed out — a net gain of 8 holders — while 333 added to existing stakes and 404 trimmed.

The largest buyer was HRT Financial, adding an estimated $46.7M. The largest seller was Ocean Park Asset Management, exiting entirely with an estimated $33.6M sold.

  • 957 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q3 2023, down from 960 in Q2 2023.
  • Funds reported $4.92B of iShares Preferred and Income Securities ETF stock for Q3 2023, down 1.5% quarter-over-quarter.
  • 84 funds opened new iShares Preferred and Income Securities ETF positions in Q3 2023 and 76 closed out, a net change of +8 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q3 2023 was HRT Financial, an estimated $46.7M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q3 2023 was Ocean Park Asset Management, an estimated $33.6M sold.

Based on aggregated 13F filings for Q3 2023.