We are live on ! Find out more
PFF icon

iShares Preferred and Income Securities ETF

1,102 hedge funds and large institutions have $8.75B invested in iShares Preferred and Income Securities ETF in 2021 Q4 according to their latest regulatory filings, with 204 funds opening new positions, 470 increasing their positions, 269 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed

224% more first-time investments, than exits

New positions opened: 204 | Existing positions closed: 63

75% more repeat investments, than reductions

Existing positions increased: 470 | Existing positions reduced: 269

19% more funds holding in top 10

Funds holding in top 10: 5464 (+10)

13% more funds holding

Funds holding: 9731,102 (+129)

7% more capital invested

Capital invested by funds: $8.21B → $8.75B (+$544M)

1.86% more ownership

Funds ownership: 40.51%42.37% (+1.9%)

83% less call options, than puts

Call options by funds: $12.5M | Put options by funds: $72.1M

Holders
1,102
Holders Change
+129
Holders Change %
+13.26%
% of All Funds
16.96%
Holding in Top 10
64
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+18.52%
% of All Funds
0.98%
New
204
Increased
470
Reduced
269
Closed
63
Calls
$12.5M
Puts
$72.1M
Net Calls
-$59.6M
Net Calls Change
-$380M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Montreal
26
Bank of Montreal
Ontario, Canada
$60.7M +$916K +23,583 +2%
DCC
27
Dow Chemical Company
Michigan
$58.4M -$7.25M -186,500 -11%
SMFG
28
Sumitomo Mitsui Financial Group
Japan
$57.2M +$3.64M +93,752 +7%
ECM
29
Evergreen Capital Management
Washington
$57M +$1.28M +32,976 +2%
SAM
30
SP Asset Management
California
$55.3M +$7.35M +189,246 +15%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$51.8M +$1.58M +40,660 +3%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$49.7M +$1.3M +33,380 +3%
Goldman Sachs
33
Goldman Sachs
New York
$49.1M -$72.5M -1,864,447 -60%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$48.7M +$4.85M +124,849 +11%
FMLI
35
Fukoku Mutual Life Insurance
Japan
$44.8M
WF
36
Welch & Forbes
Massachusetts
$44.2M +$1.34M +34,482 +3%
SI
37
Stephens Inc
Arkansas
$42.5M +$2.22M +57,200 +6%
CPSAC
38
Chas P. Smith & Associates (CPS)
Florida
$42.3M +$2.32M +59,743 +6%
CCWA
39
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$41.8M +$9.23M +237,426 +29%
SG Americas Securities
40
SG Americas Securities
New York
$41.3M +$40.7M +1,046,178 New
RJA
41
Raymond James & Associates
Florida
$38.5M +$1.26M +32,471 +3%
EVM
42
Eaton Vance Management
Massachusetts
$35.8M +$2.6M +67,000 +8%
MFM
43
MD Financial Management
Ontario, Canada
$34.5M -$1.88M -48,368 -5%
Stifel Financial
44
Stifel Financial
Missouri
$32.8M -$128K -3,300 -0.4%
Thrivent Financial for Lutherans
45
Thrivent Financial for Lutherans
Minnesota
$32.6M +$8.49M +218,436 +36%
CWM
46
Congress Wealth Management
Massachusetts
$32.1M +$31.7M +815,305 New
JIP
47
Jaffetilchin Investment Partners
Florida
$32.1M +$4.26M +109,503 +16%
Baird Financial Group
48
Baird Financial Group
Wisconsin
$30.9M +$878K +22,594 +3%
CI
49
Conning Inc
Connecticut
$30.8M
Rockefeller Capital Management
50
Rockefeller Capital Management
New York
$30.1M -$162K -4,164 -0.5%

PFF Hedge Fund Activity: Q4 2021 in Review

1,102 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q4 2021, worth a combined $8.75B — up 6.6% from $8.21B a quarter earlier.

Buyers outnumbered sellers: 204 funds opened new PFF positions and 63 closed out — a net gain of 141 holders — while 470 added to existing stakes and 269 trimmed.

The largest buyer was US Bancorp, adding an estimated $241M. The largest seller was Bessemer Group, cutting an estimated $129M.

  • 1,102 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q4 2021, up from 973 in Q3 2021.
  • Funds reported $8.75B of iShares Preferred and Income Securities ETF stock for Q4 2021, up 6.6% quarter-over-quarter.
  • 204 funds opened new iShares Preferred and Income Securities ETF positions in Q4 2021 and 63 closed out, a net change of +141 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q4 2021 was US Bancorp, an estimated $241M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q4 2021 was Bessemer Group, an estimated $129M sold.

Based on aggregated 13F filings for Q4 2021.