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iShares Preferred and Income Securities ETF

743 hedge funds and large institutions have $5.89B invested in iShares Preferred and Income Securities ETF in 2019 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 312 increasing their positions, 226 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 52

38% more repeat investments, than reductions

Existing positions increased: 312 | Existing positions reduced: 226

10% more capital invested

Capital invested by funds: $5.38B → $5.89B (+$513M)

3% more funds holding in top 10

Funds holding in top 10: 3435 (+1)

2% more funds holding

Funds holding: 726743 (+17)

0.57% more ownership

Funds ownership: 34.89%35.46% (+0.57%)

99% less call options, than puts

Call options by funds: $2.12M | Put options by funds: $281M

Holders
743
Holders Change
+17
Holders Change %
+2.34%
% of All Funds
16.29%
Holding in Top 10
35
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.94%
% of All Funds
0.77%
New
76
Increased
312
Reduced
226
Closed
52
Calls
$2.12M
Puts
$281M
Net Calls
-$279M
Net Calls Change
-$121M
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$31.9M +$95K +2,553 +0.3%
PL
27
Protective Life
Alabama
$31.7M
CL
28
Cabana LLC
Arkansas
$31.6M +$31.3M +841,653 New
PCM
29
Price Capital Management
Louisiana
$30M +$29.8M +801,111 New
CI
30
Conning Inc
Connecticut
$29.3M
BTS
31
BB&T Securities
Virginia
$29.2M +$1.54M +41,485 +6%
CAPTRUST Financial Advisors
32
CAPTRUST Financial Advisors
North Carolina
$28.6M +$2.38M +64,083 +9%
MFM
33
MD Financial Management
Ontario, Canada
$28.5M -$3.91M -104,981 -12%
SI
34
Stephens Inc
Arkansas
$28.4M -$544K -14,620 -2%
Deutsche Bank
35
Deutsche Bank
Germany
$28.3M +$2.4M +64,581 +9%
RJA
36
Raymond James & Associates
Florida
$27.8M +$2.38M +63,885 +9%
FIA
37
Foundations Investment Advisors
Arizona
$26.2M +$26.1M +702,783 New
SMFG
38
Sumitomo Mitsui Financial Group
Japan
$25.4M +$1.03M +27,689 +4%
AWS
39
AJ Wealth Strategies
New York
$24.3M +$4.26M +114,515 +21%
AssetMark Inc
40
AssetMark Inc
California
$24.2M -$18.2M -488,985 -43%
AG
41
Advisor Group
Arizona
$24.1M +$2.26M +60,812 +10%
Baird Financial Group
42
Baird Financial Group
Wisconsin
$24M +$3.97M +106,680 +20%
DF
43
Donoghue Forlines
Massachusetts
$23.1M -$1.77M -47,508 -7%
WF
44
Welch & Forbes
Massachusetts
$22.4M +$4.23M +113,634 +24%
Janney Montgomery Scott
45
Janney Montgomery Scott
Pennsylvania
$22.2M +$1.28M +34,371 +6%
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$20.1M -$3.24M -87,014 -14%
OAC
47
OMERS Administration Corp
Ontario, Canada
$19.7M
ST
48
Smithfield Trust
Pennsylvania
$19.7M +$2.1M +56,522 +12%
PI
49
PFS Investments
Georgia
$19.6M +$1.34M +36,039 +7%
AIA
50
Avalon Investment & Advisory
Texas
$19.6M +$151K +4,062 +0.8%

PFF Hedge Fund Activity: Q3 2019 in Review

743 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q3 2019, worth a combined $5.89B — up 9.5% from $5.38B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new PFF positions and 52 closed out — a net gain of 24 holders — while 312 added to existing stakes and 226 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $106M. The largest seller was Fidelity Investments, cutting an estimated $83M.

  • 743 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q3 2019, up from 726 in Q2 2019.
  • Funds reported $5.89B of iShares Preferred and Income Securities ETF stock for Q3 2019, up 9.5% quarter-over-quarter.
  • 76 funds opened new iShares Preferred and Income Securities ETF positions in Q3 2019 and 52 closed out, a net change of +24 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q3 2019 was Goldman Sachs, an estimated $106M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q3 2019 was Fidelity Investments, an estimated $83M sold.

Based on aggregated 13F filings for Q3 2019.