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iShares Preferred and Income Securities ETF

409 hedge funds and large institutions have $3.66B invested in iShares Preferred and Income Securities ETF in 2014 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 170 increasing their positions, 145 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 23

17% more repeat investments, than reductions

Existing positions increased: 170 | Existing positions reduced: 145

9% more capital invested

Capital invested by funds: $3.37B → $3.66B (+$297M)

1.81% more ownership

Funds ownership: 33.16%34.97% (+1.8%)

1% more funds holding

Funds holding: 403409 (+6)

3% less funds holding in top 10

Funds holding in top 10: 3231 (-1)

95% less call options, than puts

Call options by funds: $1.26M | Put options by funds: $27.9M

Holders
409
Holders Change
+6
Holders Change %
+1.49%
% of All Funds
11.87%
Holding in Top 10
31
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.13%
% of All Funds
0.9%
New
31
Increased
170
Reduced
145
Closed
23
Calls
$1.26M
Puts
$27.9M
Net Calls
-$26.7M
Net Calls Change
-$14.6M
Name Holding Trade Value Shares
Change
Change in
Stake
PWAG
26
Polaris Wealth Advisory Group
California
$21.4M +$438K +11,058 +2%
AIA
27
Avalon Investment & Advisory
Texas
$19.9M -$230K -5,809 -1%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$19.1M +$520K +13,127 +3%
JIP
29
Jaffetilchin Investment Partners
Florida
$18.6M +$742K +18,723 +4%
Franklin Resources
30
Franklin Resources
California
$18.6M -$310K -7,815 -2%
BTS
31
BB&T Securities
Virginia
$18.5M -$58.6K -1,479 -3%
B
32
Baird
Wisconsin
$18.4M -$2.26M -56,981 -11%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$18.1M -$664K -16,752 -4%
HNB
34
Huntington National Bank
Ohio
$16.4M
MA
35
MUFG Americas
New York
$15.8M -$432K -10,914 -3%
CS
36
Credit Suisse
Switzerland
$15.4M +$57.6K +1,454 +0.4%
FAAM
37
First Allied Asset Management
California
$14.1M +$873K +22,047 +7%
IAS
38
IMA Advisory Services
Colorado
$13.2M +$637K +16,089 +5%
SB
39
Suntrust Banks
Georgia
$12.8M -$1.45M -36,511 -10%
BFG
40
Beacon Financial Group
Texas
$12.7M +$345K +8,697 +3%
AssetMark Inc
41
AssetMark Inc
California
$12.3M +$596K +15,051 +5%
SGAM
42
Steinberg Global Asset Management
Florida
$12.2M +$3.38M +85,316 +38%
EWM
43
Edge Wealth Management
New York
$11.9M +$11.9M +300,884 +120,354%
PPA
44
Parametric Portfolio Associates
Washington
$11.8M +$398K +10,047 +3%
Stifel Financial
45
Stifel Financial
Missouri
$11.5M -$111K -2,806 -1%
CIA
46
Capital Investment Advisors
Georgia
$11.4M -$264K -6,674 -2%
BMM
47
Berkshire Money Management
Massachusetts
$11.4M +$7.12M +179,829 +167%
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$11.3M +$239K +6,044 +2%
GW
49
GW & Wade
Massachusetts
$11.1M -$172K -4,335 -2%
PWM
50
Patriot Wealth Management
Texas
$10.9M +$467K +11,779 +4%

PFF Hedge Fund Activity: Q3 2014 in Review

409 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q3 2014, worth a combined $3.66B — up 8.8% from $3.37B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new PFF positions and 23 closed out — a net gain of 8 holders — while 170 added to existing stakes and 145 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $211M. The largest seller was Royal Bank of Canada, cutting an estimated $25M.

  • 409 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q3 2014, up from 403 in Q2 2014.
  • Funds reported $3.66B of iShares Preferred and Income Securities ETF stock for Q3 2014, up 8.8% quarter-over-quarter.
  • 31 funds opened new iShares Preferred and Income Securities ETF positions in Q3 2014 and 23 closed out, a net change of +8 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q3 2014 was Fidelity Investments, an estimated $211M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q3 2014 was Royal Bank of Canada, an estimated $25M sold.

Based on aggregated 13F filings for Q3 2014.