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iShares Preferred and Income Securities ETF

348 hedge funds and large institutions have $3.16B invested in iShares Preferred and Income Securities ETF in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 107 increasing their positions, 170 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.2% less ownership

Funds ownership: 34.29%33.08% (-1.2%)

3% less funds holding

Funds holding: 360348 (-12)

16% less capital invested

Capital invested by funds: $3.76B → $3.16B (-$597M)

21% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 43

29% less funds holding in top 10

Funds holding in top 10: 4230 (-12)

37% less repeat investments, than reductions

Existing positions increased: 107 | Existing positions reduced: 170

83% less call options, than puts

Call options by funds: $2.11M | Put options by funds: $12.3M

Holders
348
Holders Change
-12
Holders Change %
-3.33%
% of All Funds
11.28%
Holding in Top 10
30
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-28.57%
% of All Funds
0.97%
New
34
Increased
107
Reduced
170
Closed
43
Calls
$2.11M
Puts
$12.3M
Net Calls
-$10.1M
Net Calls Change
+$5.04M
Name Holding Trade Value Shares
Change
Change in
Stake
CPO
226
Cerity Partners OCIO
New York
$630K -$6K -157 -0.9%
DIP
227
DT Investment Partners
Pennsylvania
$609K +$289K +7,558 +89%
PFPT
228
Pinnacle Financial Partners (Tennessee)
Tennessee
$605K
PGFC
229
Peapack-Gladstone Financial Corp
New Jersey
$590K
NL
230
NWAM LLC
Washington
$583K +$90.8K +2,375 +18%
Neuberger Berman Group
231
Neuberger Berman Group
New York
$582K -$129K -3,388 -18%
LWI
232
Long Wharf Investors
Massachusetts
$574K -$46.2K -1,210 -7%
CB
233
Chemical Bank
Michigan
$574K +$578K +15,111 New
KFA
234
Kelleher Financial Advisors
New York
$572K +$6.31K +165 +1%
MAM
235
Meeder Asset Management
Ohio
$568K -$14.3K -375 -2%
FHC
236
First Heartland Consultants
Missouri
$553K +$21.9K +572 +4%
LIA
237
LBMC Investment Advisors
Tennessee
$534K +$23.5K +614 +5%
GA
238
Geneva Advisors
Illinois
$529K +$60.4K +1,580 +13%
SFS
239
Signator Financial Services
Massachusetts
$524K +$30.8K +805 +6%
ACM
240
Alpha Capital Management
Texas
$522K -$85.7K -2,243 -14%
RJT
241
Raymond James Trust
Florida
$509K -$54.4K -1,422 -10%
SCA
242
STALEY CAPITAL ADVISERS
Pennsylvania
$509K +$19.1K +500 +4%
HCA
243
Harbour Capital Advisors
Virginia
$507K +$34.4K +900 +7%
TSWM
244
Triangle Securities Wealth Management
North Carolina
$505K +$25.2K +660 +5%
WT
245
Whittier Trust
California
$503K -$311K -8,140 -38%
SHA
246
Smith Hayes Advisers
Nebraska
$494K -$6.12K -160 -1%
CBB
247
Citizens Business Bank
California
$490K -$30.6K -801 -6%
NEAM
248
New England Asset Management
Connecticut
$485K +$277K +7,250 +132%
MCM
249
Murphy Capital Management
New Jersey
$481K -$44K -1,150 -8%
ST
250
Spot Trading
Illinois
$462K +$465K +12,155 New

PFF Hedge Fund Activity: Q3 2013 in Review

348 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q3 2013, worth a combined $3.16B — down 16% from $3.76B a quarter earlier.

Sellers outnumbered buyers: 43 funds closed out of PFF and 34 opened new positions — a net loss of 9 holders — while 170 trimmed existing stakes and 107 added.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $8.26M. The largest seller was Deutsche Bank, cutting an estimated $56.3M.

  • 348 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q3 2013, down from 360 in Q2 2013.
  • Funds reported $3.16B of iShares Preferred and Income Securities ETF stock for Q3 2013, down 16% quarter-over-quarter.
  • 34 funds opened new iShares Preferred and Income Securities ETF positions in Q3 2013 and 43 closed out, a net change of -9 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q3 2013 was Janney Montgomery Scott, an estimated $8.26M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q3 2013 was Deutsche Bank, an estimated $56.3M sold.

Based on aggregated 13F filings for Q3 2013.