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PIMCO Dynamic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31.3M +$615K +18,871 +2%
SIA
2
Sit Investment Associates
Minnesota
$27.3M +$2.42M +74,100 +10%
GC
3
Guggenheim Capital
Illinois
$25.7M +$893K +27,392 +4%
HK
4
Horizon Kinetics
New York
$19.4M +$2.91M +89,178 +19%
Cohen & Steers
5
Cohen & Steers
New York
$16.7M +$111K +3,417 +0.7%
U
6
UBS
Switzerland
$11.1M -$120K -3,690 -1%
Bank of America
7
Bank of America
North Carolina
$10.4M +$471K +14,441 +5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$7.83M +$651K +19,967 +10%
Barclays
9
Barclays
United Kingdom
$6.98M -$1.29M -39,531 -16%
EVM
10
Eaton Vance Management
Massachusetts
$5.72M
LPL Financial
11
LPL Financial
California
$4.89M -$774K -23,738 -14%
Invesco
12
Invesco
Georgia
$4.71M -$392K -12,016 -8%
CIBC World Market
13
CIBC World Market
Ontario, Canada
$4.69M +$1.09M +33,572 +32%
FFA
14
First Foundation Advisors
California
$4.58M +$101K +3,096 +2%
HCM
15
Hilton Capital Management
New York
$4.5M
MRI
16
Mad River Investors
Massachusetts
$4.31M +$58.7K +1,800 +1%
Bessemer Group
17
Bessemer Group
New Jersey
$3.41M -$3.39M -104,000 -51%
Wells Fargo
18
Wells Fargo
California
$3.4M +$499K +15,326 +18%
RCM
19
Rivernorth Capital Management
Florida
$3.07M -$15.6M -479,838 -84%
PAG
20
Private Advisor Group
New Jersey
$2.52M +$1.35M +41,269 +127%
AA
21
Apriem Advisors
California
$2.06M +$66.8K +2,050 +4%
CIA
22
Capital Investment Advisors
Georgia
$2.04M +$152K +4,678 +8%
B
23
Baird
Wisconsin
$2.04M +$50.1K +1,536 +3%
OC
24
Oppenheimer & Co
New York
$1.76M -$22.5K -691 -1%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.58M +$24.6K +756 +2%