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PIMCO Dynamic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$34.4M -$827K -29,537 -2%
Morgan Stanley
2
Morgan Stanley
New York
$21.2M -$1.55M -55,267 -7%
SIA
3
Sit Investment Associates
Minnesota
$19.3M +$5.9M +210,548 +45%
SCM
4
Saba Capital Management
New York
$16.6M +$16.2M +577,995 New
Bank of America
5
Bank of America
North Carolina
$13.3M -$1.84M -65,589 -12%
Cohen & Steers
6
Cohen & Steers
New York
$11.8M -$446K -15,940 -4%
Invesco
7
Invesco
Georgia
$11.4M +$1.01M +36,211 +10%
U
8
UBS
Switzerland
$11.2M -$4.91M -175,208 -31%
HK
9
Horizon Kinetics
New York
$11.1M +$1.79M +64,083 +20%
TCM
10
Tegean Capital Management
New York
$9.23M +$9.01M +321,811 New
GC
11
Guggenheim Capital
Illinois
$8.35M +$666K +23,783 +9%
Barclays
12
Barclays
United Kingdom
$6.8M +$1.12M +39,918 +20%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$4.36M -$388K -13,846 -8%
LPL Financial
14
LPL Financial
California
$4.24M +$1.86M +66,275 +81%
MRI
15
Mad River Investors
Massachusetts
$3.85M +$3.75M +134,025 New
Wells Fargo
16
Wells Fargo
California
$3.7M +$342K +12,215 +10%
FFA
17
First Foundation Advisors
California
$2.69M -$577K -20,604 -18%
CS
18
Credit Suisse
Switzerland
$2.5M -$280 -10 -0%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$2.35M +$659K +23,550 +40%
BTS
20
BB&T Securities
Virginia
$2.06M +$156K +5,581 +8%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.95M -$2.25M -80,199 -54%
SFS
22
Shaker Financial Services
Virginia
$1.69M -$720K -25,719 -30%
BF
23
BOK Financial
Oklahoma
$1.54M +$1.51M +53,810 New
WG
24
Winchester Group
New York
$1.43M
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$1.43M