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PIMCO Dynamic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.3M +$1.64M +54,080 +6%
GC
2
Guggenheim Capital
Illinois
$22.1M +$13M +426,942 +142%
SIA
3
Sit Investment Associates
Minnesota
$22M +$3.53M +116,425 +19%
RCM
4
Rivernorth Capital Management
Florida
$17.3M -$20.3M -669,462 -54%
Cohen & Steers
5
Cohen & Steers
New York
$14.7M +$1.62M +53,343 +12%
HK
6
Horizon Kinetics
New York
$14.5M +$14.2K +467 +0.1%
U
7
UBS
Switzerland
$9.96M -$4.23M -139,346 -30%
Bank of America
8
Bank of America
North Carolina
$8.8M -$855K -28,173 -9%
Barclays
9
Barclays
United Kingdom
$7.34M -$2.08M -68,422 -22%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$6.36M +$1.36M +44,857 +27%
Bessemer Group
11
Bessemer Group
New Jersey
$6.18M +$121K +4,000 +2%
EVM
12
Eaton Vance Management
Massachusetts
$5.39M
LPL Financial
13
LPL Financial
California
$5.07M +$504K +16,615 +11%
Invesco
14
Invesco
Georgia
$4.56M -$6.57M -216,430 -59%
FFA
15
First Foundation Advisors
California
$3.98M -$45.8K -1,510 -1%
MRI
16
Mad River Investors
Massachusetts
$3.78M -$209K -6,900 -5%
CIBC World Market
17
CIBC World Market
Ontario, Canada
$3.15M +$1.45M +47,616 +85%
BTS
18
BB&T Securities
Virginia
$2.8M +$744K +24,516 +36%
Wells Fargo
19
Wells Fargo
California
$2.56M -$261K -8,601 -9%
AA
20
Apriem Advisors
California
$1.77M +$1.41M +46,375 +381%
B
21
Baird
Wisconsin
$1.76M +$657K +21,648 +59%
BF
22
BOK Financial
Oklahoma
$1.68M +$100K +3,300 +6%
CIA
23
Capital Investment Advisors
Georgia
$1.67M +$540K +17,795 +48%
TAM
24
Trust Asset Management
Texas
$1.65M +$1.65M +54,274 New
OC
25
Oppenheimer & Co
New York
$1.59M +$51K +1,679 +3%