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PIMCO Dynamic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$36M +$37.5M +1,229,127 New
Morgan Stanley
2
Morgan Stanley
New York
$23.2M +$24.2M +793,709 New
U
3
UBS
Switzerland
$16.5M +$17.2M +565,101 New
Bank of America
4
Bank of America
North Carolina
$15.4M +$16.1M +527,621 New
SIA
5
Sit Investment Associates
Minnesota
$13.5M +$14.1M +462,900 New
Cohen & Steers
6
Cohen & Steers
New York
$12.5M +$13.1M +428,058 New
HCM
7
Hilton Capital Management
New York
$11M
Invesco
8
Invesco
Georgia
$10.6M +$11M +362,345 New
HK
9
Horizon Kinetics
New York
$9.42M +$9.82M +322,100 New
GC
10
Guggenheim Capital
Illinois
$7.82M +$8.16M +267,446 New
Barclays
11
Barclays
United Kingdom
$5.93M +$6.19M +202,828 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$4.85M +$5.05M +165,640 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$4.34M +$4.52M +148,278 New
Wells Fargo
14
Wells Fargo
California
$3.41M +$3.56M +116,731 New
FFA
15
First Foundation Advisors
California
$3.34M +$3.48M +114,182 New
CS
16
Credit Suisse
Switzerland
$2.54M +$2.65M +87,010 New
SFS
17
Shaker Financial Services
Virginia
$2.48M +$2.58M +84,612 New
LPL Financial
18
LPL Financial
California
$2.39M +$2.49M +81,641 New
PPA
19
Parametric Portfolio Associates
Washington
$2.11M +$2.2M +72,039 New
BTS
20
BB&T Securities
Virginia
$1.94M +$2.02M +66,320 New
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$1.7M +$1.78M +58,251 New
KIM
22
Karpus Investment Management
New York
$1.48M +$1.54M +50,650 New
WG
23
Winchester Group
New York
$1.46M +$1.52M +50,000 New
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$1.46M +$1.52M +49,870 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$1.42M +$1.48M +48,377 New