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PIMCO Dynamic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UAS
51
United Asset Strategies
New York
$246K +$41.7K +1,435 +19%
CAN
52
Cetera Advisor Networks
California
$225K -$4.41K -152 -2%
AIG
53
American International Group
New York
$225K +$494 +17 +0.2%
Creative Planning
54
Creative Planning
Kansas
$214K +$5.75K +198 +3%
ST
55
Smithfield Trust
Pennsylvania
$77K +$81.3K +2,800 New
MMG
56
Monetary Management Group
Missouri
$73K – – –
Carson Wealth (CWM LLC)
57
Carson Wealth (CWM LLC)
Nebraska
$55K – – –
SIG
58
Stanford Investment Group
California
$55K – – –
RWM
59
Raffa Wealth Management
District of Columbia
$54.7K – – –
IA
60
IFP Advisors
Florida
$53K +$56.2K +1,935 New
BKA
61
Brick & Kyle Associates
Pennsylvania
$36K +$37.7K +1,300 New
BFEC
62
Benjamin F. Edwards & Company
Missouri
$20K – – –
DBT
63
Dubuque Bank & Trust
Iowa
$16K – – –
CB
64
Community Bank
New York
$14K – – –
FWM
65
Focused Wealth Management
New York
$14K – – –
PCM
66
Penserra Capital Management
California
$14K +$15.2K +522 New
WEC
67
Winslow Evans & Crocker
Massachusetts
$4.1K – – –
TJHA
68
Thomas J. Herzfeld Advisors
Florida
– -$4.65M -161,319 Closed
COLIM
69
City of London Investment Management
United Kingdom
– -$2.69M -93,317 Closed
OC
70
Oppenheimer & Co
New York
– -$963K -33,422 Closed
CS
71
Credit Suisse
Switzerland
– -$746K -25,900 Closed
BJ
72
Brouwer & Janachowski
California
– -$321K -11,150 Closed
BKBG
73
BHF Kleinwort Benson Group
Belgium
– -$259K -9,000 Closed
Janney Montgomery Scott
74
Janney Montgomery Scott
Pennsylvania
– -$215K -7,475 Closed
JWM
75
Jacobus Wealth Management
Wisconsin
– -$105K -3,650 Closed