PCN

PIMCO Corporate & Income Strategy Fund
PCN

Overview Fund Activity

60 hedge funds and large institutions have $53.7M invested in PIMCO Corporate & Income Strategy Fund in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
-1
Holders Change %
-1.64%
% of All Funds
1.6%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
20
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$1.47M
2
NPC
National Planning Corporation
California
$2.83M
3
LPL Financial
LPL Financial
California
$2.43M
4
MIAN
Mariner Independent Advisor Network
Kansas
$276K
5
CFP
Cornerstone Financial Partners
North Carolina
$9.49M

Top Sellers

1
Bessemer Group
Bessemer Group
New Jersey
$4.75M
2
TF
Trutina Financial
Washington
$616K
3
GC
Guggenheim Capital
Illinois
$2.88M
4
Morgan Stanley
Morgan Stanley
New York
$2.57M
5
Stifel Financial
Stifel Financial
Missouri
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TCM
26
Traynor Capital Management
Pennsylvania
$352K +$28K +1,875 +9%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$311K +$49.2K +3,217 +19%
HK
28
Horizon Kinetics
New York
$305K -$33.2K -2,164 -10%
MIAN
29
Mariner Independent Advisor Network
Kansas
$276K +$276K +18,001 New
SI
30
SII Investments
Wisconsin
$253K +$1.35K +88 +0.5%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$237K -$22.1K -1,442 -9%
IA
32
IFP Advisors
Florida
$214K +$78.9K +5,144 +58%
PA
33
Planning Alternatives
Michigan
$188K – – –
Creative Planning
34
Creative Planning
Kansas
$187K +$132K +8,600 +238%
SB
35
Suntrust Banks
Georgia
$172K – – –
RJA
36
Raymond James & Associates
Florida
$166K – – –
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$162K +$162K +10,553 New
BA
38
Boston Advisors
Massachusetts
$160K -$11.2K -730 -7%
Ameriprise
39
Ameriprise
Minnesota
$158K +$158K +11,421 New
FPB
40
First PREMIER Bank
South Dakota
$150K +$150K +9,755 New
WA
41
WFG Advisors
Texas
$97K +$69.3K +4,500 +250%
SF
42
Synovus Financial
Georgia
$86K – – –
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$80K – – –
AOWM
44
Alpha Omega Wealth Management
Virginia
$71K – – –
BKA
45
Brick & Kyle Associates
Pennsylvania
$67K – – –
EFSCE
46
Enterprise Financial Services Corp (EFSC)
Missouri
$56K – – –
AWMS
47
Advocacy Wealth Management Services
Georgia
$46K -$7.63K -500 -14%
GWM
48
Geneos Wealth Management
Colorado
$32K -$4.29K -288 -12%
ASN
49
Advisory Services Network
Georgia
$29K – – –
SSB
50
Sandy Spring Bank
Maryland
$25K – – –
1
2
3