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PGIM AAA CLO ETF
PAAA

Name Holding Trade Value Shares
Change 		Change in
Stake
PFGIA
201
Patriot Financial Group Insurance Agency
Massachusetts
$424K -$421K -8,190 -50%
ARC
202
Advisor Resource Council
Texas
$414K -$55.1K -1,073 -12%
NI
203
Nest Investments
Pennsylvania
$407K +$408K +7,936 New
ATPW
204
Ashton Thomas Private Wealth
Arizona
$390K +$226K +4,400 +138%
SC
205
Sykon Capital
New York
$380K +$381K +7,416 New
MPW
206
Magnolia Private Wealth
Pennsylvania
$380K +$381K +7,414 New
RFA
207
Register Financial Advisors
Georgia
$373K +$7.5K +146 +2%
PSB
208
Piscataqua Savings Bank
New Hampshire
$372K -$15.4K -300 -4%
LCWP
209
Legacy Capital Wealth Partners
Arkansas
$371K – – –
BCM
210
Brookstone Capital Management
Illinois
$368K +$27.3K +532 +8%
CBT
211
Central Bank & Trust
Kentucky
$364K +$365K +7,107 New
TCOO
212
Trust Company of Oklahoma
Oklahoma
$361K – – –
CCC
213
Compass Capital Corp
Massachusetts
$359K +$18.7K +364 +5%
EMC
214
Everest Management Corp
California
$356K -$131K -2,543 -27%
PAS
215
Park Avenue Securities
New York
$349K +$350K +6,805 New
P
216
&Partners
Tennessee
$335K -$2.88K -56 -0.9%
MYIA
217
Mount Yale Investment Advisors
Colorado
$327K +$328K +6,383 New
FA
218
Fermata Advisors
California
$325K -$24.6K -479 -7%
BWP
219
BlueStem Wealth Partners
Minnesota
$314K +$315K +6,128 New
KOCAA
220
Knights of Columbus Asset Advisors
Connecticut
$310K +$310K +6,042 New
PFA
221
Petra Financial Advisors
Colorado
$290K +$290K +5,648 New
GWM
222
GK Wealth Management
Nevada
$289K +$289K +5,631 New
WA
223
Whipplewood Advisors
Colorado
$289K +$289K +5,629 New
LSIA
224
LaSalle St. Investment Advisors
Illinois
$281K +$281K +5,474 New
RCG
225
Regatta Capital Group
California
$280K – – –
7 8
9
10 11