Register Financial Advisors’s PGIM AAA CLO ETF PAAA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$355K	Sell	6,916 -358	-5%	-$18.4K	0.11%	176
2026 Q2	$373K	Buy	7,274 +146	+2%	+$7.5K	0.11%	170
2026 Q1	$365K	Buy	7,128 +1,075	+18%	+$55.2K	0.13%	153
2025 Q4	$310K	Buy	6,053 +3,345	+124%	+$172K	0.12%	158
2025 Q3	$139K	Buy	2,708 +1,208	+81%	+$62.1K	0.05%	220
2025 Q2	$77.2K	Buy	+1,500	New	+$76.8K	0.03%	248

Other funds holding PAAA

Allianz Munich, Germany $9.7B AUM 12.94% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $113B AUM 26.61% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $273B AUM 15.34% 1-Year Est. Return

Wilshire Advisors Santa Monica, California $44.5B AUM 9.21% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

1900 Wealth Management San Antonio, Texas $1.84B AUM 13.16% 1-Year Est. Return

Ocean Park Asset Management Santa Monica, California $1.65B AUM 1.83% 1-Year Est. Return

Norden Group Provo, Utah $1.33B AUM 30.5% 1-Year Est. Return

Register Financial Advisors's PAAA Position: Q3 2026 in Review

Register Financial Advisors reduced its PGIM AAA CLO ETF (PAAA) stake by 4.9% in Q3 2026, selling an estimated $18.4K and leaving 6,916 shares worth $355K. The position accounts for 0.11% of the portfolio, ranked #176.

Register Financial Advisors first reported a position in PAAA in Q2 2025 and has held it in 6 quarters since. The position peaked at $373K in Q2 2026. 277 funds tracked by Wall St. Rank hold PAAA as of Q3 2026.

Register Financial Advisors held 6,916 shares of PGIM AAA CLO ETF worth $355K as of Q3 2026.
Register Financial Advisors sold 358 PGIM AAA CLO ETF shares in Q3 2026, an estimated $18.4K.
PGIM AAA CLO ETF made up 0.11% of Register Financial Advisors's portfolio in Q3 2026, its #176 holding.
Register Financial Advisors first reported a position in PGIM AAA CLO ETF in Q2 2025 and has held it in 6 quarters since.
Register Financial Advisors's PGIM AAA CLO ETF position peaked at $373K in Q2 2026.
277 funds tracked by Wall St. Rank held PGIM AAA CLO ETF as of Q3 2026.

Based on Register Financial Advisors's 13F filing for Q3 2026, filed 23 Oct 2026.