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AllianzIM U.S. Equity Buffer10 Oct ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AIMU
1
Allianz Investment Management US
Minnesota
$10.3M -$3.18M -103,250 -24%
SL
2
Sentinus LLC
Illinois
$6.04M -$171K -5,551 -3%
Osaic Holdings
3
Osaic Holdings
Arizona
$5.84M -$5.81M -188,657 -51%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$3.81M -$495K -16,061 -12%
KPWS
5
Kestra Private Wealth Services
Texas
$2.25M -$35.3K -1,145 -2%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$1.61M -$1.57K -51 -0.1%
FHC
7
First Heartland Consultants
Missouri
$1.05M -$3.01M -97,816 -75%
CF
8
Centaurus Financial
California
$1.04M +$292K +9,497 +42%
CAN
9
Cetera Advisor Networks
California
$930K -$193K -6,275 -18%
OMC
10
Old Mission Capital
Illinois
$790K -$96.4K -3,130 -11%
Jane Street
11
Jane Street
New York
$488K +$466K +15,146 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$441K -$57.8K -1,878 -12%
BFG
13
Bleakley Financial Group
New Jersey
$397K +$379K +12,310 New
SS
14
Simplicity Solutions
Minnesota
$397K +$379K +12,310 New
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$335K -$624K -20,248 -66%
CA
16
Cetera Advisors
Colorado
$281K
NFG
17
Nations Financial Group
Iowa
$262K +$35.5K +1,153 +17%
MFA
18
Mayflower Financial Advisors
Massachusetts
$200K +$191K +6,216 New
AF
19
Advisornet Financial
Minnesota
$69.2K +$30.8K +1,000 +87%
UBS Group
20
UBS Group
Switzerland
$53.1K -$26.5K -860 -34%
CFD
21
Creative Financial Designs
Indiana
$29K
HI
22
Harbour Investments
Wisconsin
$6.45K
AWM
23
AE Wealth Management
Kansas
-$14.5M -481,297 Closed
AWS
24
Atria Wealth Solutions
New York
-$452K -15,043 Closed
LPL Financial
25
LPL Financial
California
-$350K -11,644 Closed