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AllianzIM U.S. Equity Buffer10 Oct ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$14.5M +$2.74M +93,412 +24%
AIMU
2
Allianz Investment Management US
Minnesota
$12.7M -$954K -32,500 -7%
Osaic Holdings
3
Osaic Holdings
Arizona
$11.1M -$1.82M -62,097 -14%
SL
4
Sentinus LLC
Illinois
$5.8M +$1.17M +39,915 +26%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$4.03M -$454K -15,488 -10%
FHC
6
First Heartland Consultants
Missouri
$3.92M -$844K -28,755 -18%
KPWS
7
Kestra Private Wealth Services
Texas
$2.13M +$271K +9,223 +15%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$1.5M +$23.8K +810 +2%
CAN
9
Cetera Advisor Networks
California
$1.06M -$246K -8,400 -19%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$921K -$396K -13,481 -31%
OMC
11
Old Mission Capital
Illinois
$830K -$357K -12,169 -31%
CF
12
Centaurus Financial
California
$686K +$670K +22,825 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$467K
AWS
14
Atria Wealth Solutions
New York
$452K -$84.5K -2,880 -16%
LPL Financial
15
LPL Financial
California
$350K +$342K +11,644 New
CA
16
Cetera Advisors
Colorado
$262K -$170K -5,800 -40%
NFG
17
Nations Financial Group
Iowa
$209K +$204K +6,960 New
UBS Group
18
UBS Group
Switzerland
$75.3K +$27.8K +948 +61%
JP Morgan Chase
19
JP Morgan Chase
New York
$44.2K +$43.1K +1,470 New
AF
20
Advisornet Financial
Minnesota
$34.4K -$15.6K -530 -32%
CFD
21
Creative Financial Designs
Indiana
$27.1K
HI
22
Harbour Investments
Wisconsin
$6.01K
Jane Street
23
Jane Street
New York
-$460K -16,284 Closed
KAS
24
Kestra Advisory Services
Texas
-$457K -16,162 Closed
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
-$213K -7,552 Closed