OAK

OAKTREE CAPITAL GROUP, LLC

OAK

Delisted

OAK was delisted on the 27th of September, 2019.

190 hedge funds and large institutions have $1.59B invested in OAKTREE CAPITAL GROUP, LLC in 2017 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 64 increasing their positions, 51 reducing their positions, and 19 closing their positions.

2023 Q3 2023 Q2 2022 Q2 2022 Q1 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

190

Holders Change

Holders Change %

+1.6%

% of All Funds

4.74%

Holding in Top 10

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

0.15%

New

Increased

Reduced

Closed

Calls

$12.7M

Puts

$5.75M

Net Calls

+$6.99M

Net Calls Change

+$2.71M

Top Buyers

1	1 Capital World Investors Los Angeles, California	$68.4M
2	2 Principal Financial Group Des Moines, Iowa	$54M
3	AAM 3 Ardevora Asset Management London, United Kingdom	$34.6M
4	4 Bank of Montreal Toronto, Ontario, Canada	$13.5M
5	WBC 5 Westpac Banking Corp Sydney, Australia	$5.76M

Top Sellers

1	1 Fidelity Investments Boston, Massachusetts	$158M
2	2 JPMorgan Chase & Co New York	$61.6M
3	IG 3 ING Group Amsterdam, Netherlands	$0
4	NMVA 4 New Mountain Vantage Advisers New York	$27M
5	5 Invesco Atlanta, Georgia	$136M

#	Name	Market Value	Shares	Shares Change	Shares Change %
151	151 HSBC Holdings London, United Kingdom	$202K	4,333	-2,526	-37%
152	FANJ 152 Financial Architects (New Jersey) Marlton, New Jersey	$193K	4,147	-600	-13%
153	153 Lazard Asset Management New York	$186K	4,000	–	–
154	NIMI 154 Natixis Investment Managers International Paris, France	$166K	3,561	+3,561	New
155	YWP 155 YorkBridge Wealth Partners New York	$158K	3,390	–	–
156	156 US Bancorp Minneapolis, Minnesota	$141K	3,025	+1,125	+59%
157	PCM 157 Penserra Capital Management Orinda, California	$115K	2,471	+224	+10%
158	WAM 158 Wealthspire Advisors (Maryland) Potomac, Maryland	$110K	2,371	+2,371	New
159	WEC 159 Winslow Evans & Crocker Boston, Massachusetts	$107K	2,300	–	–
160	GT 160 Glenmede Trust Philadelphia, Pennsylvania	$99K	2,200	–	–
161	SIAP 161 Sterling Investment Advisors (Pennsylvania) Berwyn, Pennsylvania	$93K	2,000	–	–
162	PG 162 PEAK6 Group Chicago, Illinois	$79K	1,703	-6,898	-80%
163	MRCM 163 M&R Capital Management Summit, New Jersey	$73K	1,580	–	–
164	EWM 164 Evercore Wealth Management New York	$70K	1,500	-550	-27%
165	CFA 165 Carroll Financial Associates Charlotte, North Carolina	$69K	1,500	–	–
166	ST 166 Spot Trading Chicago, Illinois	$65K	1,386	-5,630	-80%
167	NSIM 167 North Star Investment Management Chicago, Illinois	$58K	1,250	+50	+4%
168	BWM 168 Baystate Wealth Management Boston, Massachusetts	$53K	1,100	–	–
169	169 Bessemer Group Woodbridge, New Jersey	$47K	1,000	–	–
170	DVM 170 Dreman Value Management West Palm Beach, Florida	$45K	972	+972	New
171	EA 171 Edge Advisors Atlanta, Georgia	$37K	801	–	–
172	WB 172 Webster Bank Waterbury, Connecticut	$34K	724	–	–
173	WHG 173 Westwood Holdings Group Dallas, Texas	$29K	618	+618	New
174	174 Thrivent Financial for Lutherans Minneapolis, Minnesota	$28K	600	+600	New
175	WA 175 WFG Advisors Dallas, Texas	$27K	573	+85	+17%

OAKTREE CAPITAL GROUP, LLC OAK

Top Buyers

Top Sellers

OAKTREE CAPITAL GROUP, LLC

OAK