OAK

OAKTREE CAPITAL GROUP, LLC

OAK

Delisted

OAK was delisted on the 27th of September, 2019.

173 hedge funds and large institutions have $1.25B invested in OAKTREE CAPITAL GROUP, LLC in 2016 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 60 increasing their positions, 66 reducing their positions, and 32 closing their positions.

2023 Q3 2023 Q2 2022 Q2 2022 Q1 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

173

Holders Change

-6

Holders Change %

-3.35%

% of All Funds

4.33%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-40%

% of All Funds

0.08%

New

Increased

Reduced

Closed

Calls

$10.1M

Puts

$10.9M

Net Calls

-$784K

Net Calls Change

+$970K

Top Buyers

1	NMVA 1 New Mountain Vantage Advisers New York	$32.8M
2	2 JPMorgan Chase & Co New York	$80.4M
3	3 Citigroup New York	$29M
4	4 Wells Fargo San Francisco, California	$20M
5	GEM 5 Global Endowment Management Charlotte, North Carolina	$36.8M

Top Sellers

1	1 Bank of New York Mellon New York	$10.7M
2	2 Fidelity Investments Boston, Massachusetts	$174M
3	CS 3 Credit Suisse Zurich, Switzerland	$2.02M
4	4 Wellington Management Group Boston, Massachusetts	$0
5	5 Bank of America Charlotte, North Carolina	$64.6M

#	Name	Market Value	Shares	Shares Change	Shares Change %
126	SF 126 Synovus Financial Columbus, Georgia	$274K	7,316	-2,054	-22%
127	GCP 127 GSA Capital Partners London, United Kingdom	$269K	7,173	-6,124	-46%
128	YWP 128 YorkBridge Wealth Partners New York	$268K	6,569	+6,569	New
129	SRCM 129 Swift Run Capital Management Charlottesville, Virginia	$265K	7,075	-23,035	-77%
130	130 HSBC Holdings London, United Kingdom	$257K	6,859	+1,340	+24%
131	TC 131 Telemus Capital Southfield, Michigan	$251K	6,692	+4	+0.1%
132	WIA 132 Westbourne Investment Advisors Annapolis, Maryland	$244K	6,495	-2,255	-26%
133	UAS 133 United Asset Strategies Garden City, New York	$233K	6,210	-550	-8%
134	SWM 134 Stockman Wealth Management Billings, Montana	$225K	6,000	–	–
135	CWM 135 Concert Wealth Management San Jose, California	$223K	5,861	–	–
136	AIA 136 Avalon Investment & Advisory Houston, Texas	$213K	5,687	+5,687	New
137	137 Cambridge Investment Research Advisors Fairfield, Iowa	$211K	5,618	-941	-14%
138	PAG 138 Private Advisor Group Morristown, New Jersey	$207K	5,025	+5,025	New
139	139 Envestnet Asset Management Chicago, Illinois	$192K	5,110	+5,110	New
140	BC 140 Barnett & Company Chattanooga, Tennessee	$188K	5,000	-600	-11%
141	FANJ 141 Financial Architects (New Jersey) Marlton, New Jersey	$173K	4,612	-200	-4%
142	142 Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada	$161K	4,293	-93,919	-96%
143	143 Lazard Asset Management New York	$150K	4,000	–	–
144	JIC 144 Joel Isaacson & Co New York	$131K	3,500	–	–
145	145 Parallax Volatility Advisers San Francisco, California	$126K	3,364	+2,408	+252%
146	WEC 146 Winslow Evans & Crocker Boston, Massachusetts	$103K	2,750	–	–
147	CFA 147 Carroll Financial Associates Charlotte, North Carolina	$93K	2,500	+1,500	+150%
148	EWM 148 Evercore Wealth Management New York	$90K	2,400	-100	-4%
149	GT 149 Glenmede Trust Philadelphia, Pennsylvania	$82K	2,200	-3,300	-60%
150	SIAP 150 Sterling Investment Advisors (Pennsylvania) Berwyn, Pennsylvania	$75K	2,000	+2,000	New

OAKTREE CAPITAL GROUP, LLC OAK

Top Buyers

Top Sellers

OAKTREE CAPITAL GROUP, LLC

OAK