OAK

OAKTREE CAPITAL GROUP, LLC

OAK

Delisted

OAK was delisted on the 27th of September, 2019.

134 hedge funds and large institutions have $1.63B invested in OAKTREE CAPITAL GROUP, LLC in 2013 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 41 increasing their positions, 37 reducing their positions, and 17 closing their positions.

2023 Q3 2023 Q2 2022 Q2 2022 Q1 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

134

Holders Change

Holders Change %

+4.69%

% of All Funds

3.89%

Holding in Top 10

Holding in Top 10 Change

-1

Holding in Top 10 Change %

-12.5%

% of All Funds

0.2%

New

Increased

Reduced

Closed

Calls

$16.3M

Puts

$4.25M

Net Calls

+$12M

Net Calls Change

+$2.53M

Top Buyers

1	1 Fidelity Investments Boston, Massachusetts	$292M
2	2 Bank of America Charlotte, North Carolina	$33.9M
3	WRF 3 Waddell & Reed Financial Overland Park, Kansas	$67.2M
4	4 Mackenzie Financial Toronto Ontario, Ontario, Canada	$6.1M
5	5 Morgan Stanley New York	$63.8M

Top Sellers

1	RHI 1 Richmond Hill Investments New York	$0
2	OCAM 2 Onex Canada Asset Management Toronto, Ontario, Canada	$21.1M
3	EIP 3 Epoch Investment Partners New York	$148M
4	VNA 4 VNBTrust National Association Charlottesville, Virginia	$3.8M
5	RA 5 Royce & Associates New York	$10.8M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
126	HCM 126 Highlander Capital Management Short Hills, New Jersey	$17.7K	–	–	–
127	MCM 127 Mazama Capital Management Portland, Oregon	$16K	–	–	–
128	MIM 128 Macroview Investment Management Bethesda, Maryland	$12K	–	–	–
129	SFSIG 129 San Francisco Sentry Investment Group San Francisco, California	$11K	–	–	–
130	BIM 130 BlackRock Investment Management Wilmington, Delaware	$8K	–	–	–
131	BFA 131 BlackRock Fund Advisors San Francisco, California	$6K	–	–	–
132	BBHC 132 Brown Brothers Harriman & Co New York	$3K	–	–	–
133	133 Northwestern Mutual Wealth Management Milwaukee, Wisconsin	$2K	+$2K	+30	New
134	134 Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada	$64	-$190	-3,237	-75%
135	RHI 135 Richmond Hill Investments New York	–	-$11.8M	-225,326	Closed
136	KACA 136 Kayne Anderson Capital Advisors Los Angeles, California	–	-$4.61M	-88,100	Closed
137	KCM 137 Kingdon Capital Management New York	–	-$3.93M	-75,000	Closed
138	IG 138 ING Group Amsterdam, Netherlands	–	-$2.41M	-46,000	Closed
139	VKH 139 Virtu KCG Holdings New York	–	-$1.4M	-26,821	Closed
140	AIU 140 Algebris Investments (UK) London, United Kingdom	–	-$1.16M	-22,200	Closed
141	PGH 141 Partners Group Holding Baar-Zug, Switzerland	–	-$851K	-16,250	Closed
142	SOAMC 142 Spirit of America Management Corp Syosset, New York	–	-$382K	-7,300	Closed
143	143 Citadel Advisors Miami, Florida	–	-$295K	-5,627	Closed
144	JC 144 JBF Capital Aspen, Colorado	–	-$262K	-5,000	Closed
145	TRCT 145 Tower Research Capital (TRC) New York	–	-$249K	-4,758	Closed
146	TC 146 TFS Capital West Chester, Pennsylvania	–	-$243K	-4,647	Closed
147	147 DekaBank Deutsche Girozentrale Frankfurt, Germany	–	-$170K	-3,250	Closed
148	HHMI 148 Howard Hughes Medical Institute Chevy Chase, Maryland	–	-$101K	-1,925	Closed
149	FMT 149 First Mercantile Trust Cordova, Tennessee	–	-$67K	-1,285	Closed
150	150 Invesco Atlanta, Georgia	–	-$10K	-200	Closed

OAKTREE CAPITAL GROUP, LLC OAK

Top Buyers

Top Sellers

OAKTREE CAPITAL GROUP, LLC

OAK