Algebris Investments (UK)’s OAKTREE CAPITAL GROUP, LLC OAK Stock Holding History

Algebris Investments (UK)’s Portfolio OAK Stock Details OAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-78,800	Closed	-$2.96M	–	101
2016 Q4	$2.96M	Buy	+78,800	New	+$3.16M	0.47%	33
2015 Q1	–	Sell	-20,100	Closed	-$1.04M	–	68
2014 Q4	$1.04M	Sell	20,100 -9,200	-31%	-$444K	0.75%	38
2014 Q3	$1.5M	Buy	+29,300	New	+$1.47M	0.71%	34
2013 Q4	–	Sell	-22,200	Closed	-$1.16M	–	73
2013 Q3	$1.16M	Buy	22,200 +16,300	+276%	+$867K	1%	24
2013 Q2	$310K	Buy	+5,900	New	+$311K	0.4%	19

Other funds holding OAK

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

WRF

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

GEM

Global Endowment Management Charlotte, North Carolina $896M AUM 13.86% 1-Year Est. Return

Algebris Investments (UK)'s OAK Position: Q1 2017 in Review

Algebris Investments (UK) sold out of OAKTREE CAPITAL GROUP, LLC (OAK) in Q1 2017, closing a stake of 78,800 shares — an estimated $2.96M sold.

Algebris Investments (UK) first reported a position in OAK in Q2 2013 and held it in 5 quarters. The position peaked at $2.96M in Q4 2016. 187 funds tracked by Wall St. Rank hold OAK as of Q1 2017.

Algebris Investments (UK) reported no remaining OAKTREE CAPITAL GROUP, LLC position as of Q1 2017 after selling out during the quarter.
Algebris Investments (UK) sold 78,800 OAKTREE CAPITAL GROUP, LLC shares in Q1 2017, an estimated $2.96M.
Algebris Investments (UK) first reported a position in OAKTREE CAPITAL GROUP, LLC in Q2 2013 and held it in 5 quarters.
Algebris Investments (UK)'s OAKTREE CAPITAL GROUP, LLC position peaked at $2.96M in Q4 2016.
187 funds tracked by Wall St. Rank held OAKTREE CAPITAL GROUP, LLC as of Q1 2017.

Based on Algebris Investments (UK)'s 13F filing for Q1 2017, filed 11 May 2017.