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Novavax
NVAX

128 hedge funds and large institutions have $132M invested in Novavax in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 39 increasing their positions, 34 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

27% more call options, than puts

Call options by funds: $1.23M | Put options by funds: $964K

15% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 34

2% more funds holding

Funds holding: 126 → 128 (+2)

0.21% less ownership

Funds ownership: 2.17% → 1.96% (-0.21%)

7% less capital invested

Capital invested by funds: $141M → $132M (-$9.7M)

Holders
128
Holders Change
+2
Holders Change %
+1.59%
% of All Funds
3.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
39
Reduced
34
Closed
9
Calls
$1.23M
Puts
$964K
Net Calls
+$262K
Net Calls Change
+$284K

Top Buyers

Rank Fund Capital Flow
1
Millennium Management
Millennium Management
New York
+$4.46M
2
BlackRock
BlackRock
New York
+$1.89M
3
Deutsche Bank
Deutsche Bank
Germany
+$1.71M
4
Renaissance Technologies
Renaissance Technologies
New York
+$1.64M
5
JP Morgan Chase
JP Morgan Chase
New York
+$1.12M

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$8M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$5.67M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$5.11M
4
NFA
Nationwide Fund Advisors
Ohio
-$971K
5
PAM
Panagora Asset Management
Massachusetts
-$934K
Name Holding Trade Value Shares
Change 		Change in
Stake
BIA
101
Barry Investment Advisors
Massachusetts
$14K – – –
NPC
102
National Planning Corporation
California
$14K – – –
NL
103
NWAM LLC
Washington
$14K – – –
WAM
104
Weiss Asset Management
Massachusetts
$14K +$13.3K +596 New
BCM
105
Brookstone Capital Management
Illinois
$13K – – –
AG
106
Advisor Group
Arizona
$12K -$2.35K -105 -17%
BRF
107
B. Riley Financial
California
$12K – – –
EWM
108
Edge Wealth Management
New York
$12K – – –
WAM
109
World Asset Management
Michigan
$12K +$11.7K +521 New
Chevy Chase Trust
110
Chevy Chase Trust
Maryland
$11K -$7.84K -350 -41%
PMG
111
ProVise Management Group
Florida
$11K – – –
WPC
112
Waters Parkerson & Co
Louisiana
$11K – – –
VF
113
Virtu Financial
New York
$11K +$11.3K +504 New
WT
114
Whittier Trust
California
$10K – – –
Zurich Cantonal Bank
115
Zurich Cantonal Bank
Switzerland
$8K – – –
FCMT
116
Founders Capital Management (Texas)
Texas
$5K – – –
MAM
117
Meeder Asset Management
Ohio
$4K -$1.34K -60 -27%
ASN
118
Advisory Services Network
Georgia
$3K – – –
CG
119
Cutler Group
California
$2K -$9.74K -435 -79%
FANJ
120
Financial Architects (New Jersey)
New Jersey
$2K – – –
WAS
121
Winch Advisory Services
Wisconsin
$2K +$2.24K +100 New
GWS
122
Glassman Wealth Services
Virginia
$1K – – –
VNA
123
Valley National Advisers
Pennsylvania
$1K – – –
MPWT
124
MassMutual Private Wealth & Trust
Connecticut
$767 – – –
BCM
125
Bayesian Capital Management
New York
– -$26K -1,145 Closed
2 3 4
5
6

NVAX Hedge Fund Activity: Q3 2017 in Review

128 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q3 2017, worth a combined $132M — down 6.9% from $141M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NVAX positions and 9 closed out — a net gain of 3 holders — while 39 added to existing stakes and 34 trimmed.

The largest buyer was Millennium Management, adding an estimated $4.46M. The largest seller was Fidelity Investments, cutting an estimated $8M.

  • 128 institutional investors held Novavax (NVAX) as of Q3 2017, up from 126 in Q2 2017.
  • Funds reported $132M of Novavax stock for Q3 2017, down 6.9% quarter-over-quarter.
  • 12 funds opened new Novavax positions in Q3 2017 and 9 closed out, a net change of +3 holders.
  • The largest Novavax buyer in Q3 2017 was Millennium Management, an estimated $4.46M added.
  • The largest Novavax seller in Q3 2017 was Fidelity Investments, an estimated $8M sold.

Based on aggregated 13F filings for Q3 2017.