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Novavax
NVAX

129 hedge funds and large institutions have $174M invested in Novavax in 2017 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 35 increasing their positions, 38 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.18% less ownership

Funds ownership: 2.69% → 2.51% (-0.18%)

8% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 38

5% less capital invested

Capital invested by funds: $184M → $174M (-$9.48M)

9% less funds holding

Funds holding: 142 → 129 (-13)

11% less call options, than puts

Call options by funds: $1.09M | Put options by funds: $1.24M

27% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 22

Holders
129
Holders Change
-13
Holders Change %
-9.15%
% of All Funds
3.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
35
Reduced
38
Closed
22
Calls
$1.09M
Puts
$1.24M
Net Calls
-$140K
Net Calls Change
+$981K

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$28.8M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$4.81M
3
Ameriprise
Ameriprise
Minnesota
+$2.43M
4
GCP
GSA Capital Partners
United Kingdom
+$1.68M
5
Millennium Management
Millennium Management
New York
+$1.61M

Top Sellers

Rank Fund Capital Flow
1
State Street
State Street
Massachusetts
-$9.44M
2
QIM
Quantitative Investment Management
Virginia
-$5.15M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$3.62M
4
Norges Bank
Norges Bank
Norway
-$2.48M
5
EAM
Eventide Asset Management
Massachusetts
-$1.83M
Name Holding Trade Value Shares
Change 		Change in
Stake
BIA
101
Barry Investment Advisors
Massachusetts
$15K – – –
CA
102
Commerzbank Aktiengesellschaft
Germany
$14K -$106K -3,851 -87%
CG
103
Cutler Group
California
$14K -$2.09K -76 -12%
NPC
104
National Planning Corporation
California
$14K – – –
PMG
105
ProVise Management Group
Florida
$13K +$13.8K +500 New
BRF
106
B. Riley Financial
California
$13K +$14.4K +525 New
WT
107
Whittier Trust
California
$11K – – –
EWM
108
Edge Wealth Management
New York
$10K +$2.75K +100 +36%
Zurich Cantonal Bank
109
Zurich Cantonal Bank
Switzerland
$9K – – –
BNP Paribas Financial Markets
110
BNP Paribas Financial Markets
France
$8.18K -$3.74K -136 -30%
SEI Investments
111
SEI Investments
Pennsylvania
$7K +$6.88K +250 +2,778%
Nisa Investment Advisors
112
Nisa Investment Advisors
Missouri
$7K +$7.56K +275 New
MAM
113
Meeder Asset Management
Ohio
$6K -$935 -34 -13%
PFO
114
Pathstone Family Office
New Jersey
$6K +$6.88K +250 New
ASN
115
Advisory Services Network
Georgia
$3K +$3.02K +110 New
FANJ
116
Financial Architects (New Jersey)
New Jersey
$2K – – –
TRCT
117
Tower Research Capital (TRC)
New York
$2K +$1.65K +60 +240%
BIG
118
Bellwether Investment Group
Tennessee
$1K – – –
GWS
119
Glassman Wealth Services
Virginia
$1K – – –
GI
120
Gradient Investments
Minnesota
$1K – – –
VNA
121
Valley National Advisers
Pennsylvania
$1K – – –
PA
122
Parallel Advisors
California
$1K +$275 +10 +21%
MPWT
123
MassMutual Private Wealth & Trust
Connecticut
$861 – – –
Walleye Trading
124
Walleye Trading
New York
$577 +$620K +22,550 New
WP
125
WealthPLAN Partners
Nebraska
$515 +$688 +25 New
2 3 4
5
6

NVAX Hedge Fund Activity: Q1 2017 in Review

129 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q1 2017, worth a combined $174M — down 5.2% from $184M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of NVAX and 16 opened new positions — a net loss of 6 holders — while 38 trimmed existing stakes and 35 added.

The largest buyer was BlackRock, adding an estimated $28.8M. The largest seller was State Street, cutting an estimated $9.44M.

  • 129 institutional investors held Novavax (NVAX) as of Q1 2017, down from 142 in Q4 2016.
  • Funds reported $174M of Novavax stock for Q1 2017, down 5.2% quarter-over-quarter.
  • 16 funds opened new Novavax positions in Q1 2017 and 22 closed out, a net change of -6 holders.
  • The largest Novavax buyer in Q1 2017 was BlackRock, an estimated $28.8M added.
  • The largest Novavax seller in Q1 2017 was State Street, an estimated $9.44M sold.

Based on aggregated 13F filings for Q1 2017.