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Novavax
NVAX

77 hedge funds and large institutions have $27M invested in Novavax in 2019 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 22 increasing their positions, 23 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

103% more call options, than puts

Call options by funds: $11.5M | Put options by funds: $5.67M

4% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 23

4.65% less ownership

Funds ownership: 29.62% → 24.97% (-4.7%)

5% less funds holding

Funds holding: 81 → 77 (-4)

20% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 20

24% less capital invested

Capital invested by funds: $35.7M → $27M (-$8.67M)

Holders
77
Holders Change
-4
Holders Change %
-4.94%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
22
Reduced
23
Closed
20
Calls
$11.5M
Puts
$5.67M
Net Calls
+$5.86M
Net Calls Change
-$2.65M

Top Buyers

Rank Fund Capital Flow
1
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$732K
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$380K
3
Group One Trading
Group One Trading
Illinois
+$279K
4
BCM
Bridgeway Capital Management
Texas
+$234K
5
AC
Avenir Corporation
Virginia
+$216K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$1.58M
2
RSCM
Rock Springs Capital Management
Maryland
-$816K
3
Two Sigma Advisers
Two Sigma Advisers
New York
-$389K
4
WG
Winton Group
United Kingdom
-$384K
5
CS
Credit Suisse
Switzerland
-$294K
Name Holding Trade Value Shares
Change 		Change in
Stake
Susquehanna International Group
76
Susquehanna International Group
Pennsylvania
– -$55.7K -12,838 Closed
Parallax Volatility Advisers
77
Parallax Volatility Advisers
California
– -$49K -11,295 Closed
ECM
78
ExodusPoint Capital Management
New York
– -$54K -10,700 Closed
Victory Capital Management
79
Victory Capital Management
Texas
– -$20K -3,973 Closed
Canada Life
80
Canada Life
Manitoba, Canada
– -$8K -1,567 Closed
Zurich Cantonal Bank
81
Zurich Cantonal Bank
Switzerland
– -$7K -1,394 Closed
FCMT
82
Founders Capital Management (Texas)
Texas
– -$3K -500 Closed
GWM
83
Geneos Wealth Management
Colorado
– -$1K -205 Closed
Northwestern Mutual Wealth Management
84
Northwestern Mutual Wealth Management
Wisconsin
– -$1K -200 Closed
Daiwa Securities Group
85
Daiwa Securities Group
Japan
– -$1K -148 Closed
ASN
86
Advisory Services Network
Georgia
– -$434 -100 -91%
Fifth Third Bancorp
87
Fifth Third Bancorp
Ohio
– -$1K -100 Closed
WT
88
Whittier Trust
California
– -$217 -50 -40%
PNC Financial Services Group
89
PNC Financial Services Group
Pennsylvania
– +$43 +10 New
SIC
90
Samalin Investment Counsel
New York
– +$108 +25 New
LFA
91
Lighthouse Financial Advisors
Maryland
– +$395 +91 New
WLPWM
92
Walled Lake Planning & Wealth Management
Illinois
– +$434 +100 New
1 2 3
4

NVAX Hedge Fund Activity: Q4 2019 in Review

77 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q4 2019, worth a combined $27M — down 24% from $35.7M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of NVAX and 16 opened new positions — a net loss of 4 holders — while 23 trimmed existing stakes and 22 added.

The largest buyer was D.E. Shaw & Co, adding an estimated $732K. The largest seller was Morgan Stanley, cutting an estimated $1.58M.

  • 77 institutional investors held Novavax (NVAX) as of Q4 2019, down from 81 in Q3 2019.
  • Funds reported $27M of Novavax stock for Q4 2019, down 24% quarter-over-quarter.
  • 16 funds opened new Novavax positions in Q4 2019 and 20 closed out, a net change of -4 holders.
  • The largest Novavax buyer in Q4 2019 was D.E. Shaw & Co, an estimated $732K added.
  • The largest Novavax seller in Q4 2019 was Morgan Stanley, an estimated $1.58M sold.

Based on aggregated 13F filings for Q4 2019.