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Novavax

129 hedge funds and large institutions have $588M invested in Novavax in 2013 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

76% more capital invested

Capital invested by funds: $334M → $588M (+$254M)

60% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 35

24% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 21

4% more funds holding

Funds holding: 124129 (+5)

61% less call options, than puts

Call options by funds: $3M | Put options by funds: $7.75M

Holders
129
Holders Change
+5
Holders Change %
+4.03%
% of All Funds
3.74%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
26
Increased
56
Reduced
35
Closed
21
Calls
$3M
Puts
$7.75M
Net Calls
-$4.75M
Net Calls Change
-$5.49M
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
76
Commonwealth Equity Services
Massachusetts
$345K +$159K +2,250 +201%
Royal Bank of Canada
77
Royal Bank of Canada
Ontario, Canada
$341K +$231K +3,275 +5,458%
Bank of America
78
Bank of America
North Carolina
$338K +$58.4K +827 +33%
TAM
79
Tocqueville Asset Management
New York
$333K -$177K -2,500 -43%
UBS AM
80
UBS AM
Illinois
$331K +$115K +1,625 +101%
EWM
81
Edge Wealth Management
New York
$330K -$8.83K -125 -4%
Principal Financial Group
82
Principal Financial Group
Iowa
$267K +$184K +2,605 New
U
83
UBS
Switzerland
$237K -$75.9K -1,074 -32%
JP Morgan Chase
84
JP Morgan Chase
New York
$215K +$43.4K +614 +41%
WMSA
85
Weiss Multi-Strategy Advisers
New York
$205K -$35.3K -500 -20%
CL
86
Croft-Leominster
Maryland
$205K
MTIP
87
Magee Thomson Investment Partners
California
$157K +$108K +1,522 New
SM
88
Sabby Management
Florida
$154K -$2.98M -42,250 -97%
SCM
89
Stevens Capital Management
Pennsylvania
$148K +$102K +1,445 New
Barclays
90
Barclays
United Kingdom
$146K +$69.7K +986 +208%
Tudor Investment Corp
91
Tudor Investment Corp
Connecticut
$138K +$95.2K +1,347 New
YU
92
Yale University
Connecticut
$130K +$89.7K +1,270 New
Nomura Holdings
93
Nomura Holdings
Japan
$122K -$44.4K -628 -34%
Prudential Financial
94
Prudential Financial
New Jersey
$101K +$7.42K +105 +12%
AB
95
Amalgamated Bank
New York
$98K +$68K +962 New
SG Americas Securities
96
SG Americas Securities
New York
$95K -$115K -1,623 -64%
LPL Financial
97
LPL Financial
California
$93K +$64.5K +913 New
VKH
98
Virtu KCG Holdings
New York
$89K -$205K -2,900 -77%
Comerica Bank
99
Comerica Bank
Texas
$88K +$17.2K +244 +39%
GC
100
Guggenheim Capital
Illinois
$86K +$19.6K +277 +49%

NVAX Hedge Fund Activity: Q4 2013 in Review

129 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q4 2013, worth a combined $588M — up 76% from $334M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new NVAX positions and 21 closed out — a net gain of 5 holders — while 56 added to existing stakes and 35 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $25M. The largest seller was RA Capital Management, cutting an estimated $35.3M.

  • 129 institutional investors held Novavax (NVAX) as of Q4 2013, up from 124 in Q3 2013.
  • Funds reported $588M of Novavax stock for Q4 2013, up 76% quarter-over-quarter.
  • 26 funds opened new Novavax positions in Q4 2013 and 21 closed out, a net change of +5 holders.
  • The largest Novavax buyer in Q4 2013 was Invesco, an estimated $25M added.
  • The largest Novavax seller in Q4 2013 was RA Capital Management, an estimated $35.3M sold.

Based on aggregated 13F filings for Q4 2013.