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Novavax
NVAX

Overview Fund Activity

129 hedge funds and large institutions have $588M invested in Novavax in 2013 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
129
Holders Change
+5
Holders Change %
+4.03%
% of All Funds
3.75%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
26
Increased
56
Reduced
35
Closed
21
Calls
$3M
Puts
$7.76M
Net Calls
-$4.75M
Net Calls Change
-$5.49M

Top Buyers

1
Invesco
1
Invesco
Georgia
$36.3M
2
State Street
2
State Street
Massachusetts
$34.8M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$129M
4
BFA
4
BlackRock Fund Advisors
California
$38.2M
5
Ameriprise
5
Ameriprise
Minnesota
$6.8M

Top Sellers

1
RCM
1
RA Capital Management
Massachusetts
$55.4M
2
CCM
2
Camber Capital Management
Massachusetts
$17.9M
3
IIM
3
Ironwood Investment Management
Massachusetts
$3.39M
4
TC
4
TFS Capital
Pennsylvania
$0
5
SM
5
Sabby Management
Florida
$154K
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
76
Commonwealth Equity Services
Massachusetts
$345K +$230K +2,250 +201%
Royal Bank of Canada
77
Royal Bank of Canada
Ontario, Canada
$341K +$335K +3,275 +5,458%
Bank of America
78
Bank of America
North Carolina
$338K +$84.7K +827 +33%
TAM
79
Tocqueville Asset Management
New York
$333K -$256K -2,500 -43%
UBS AM
80
UBS AM
Illinois
$331K +$167K +1,625 +101%
EWM
81
Edge Wealth Management
New York
$330K -$12.8K -125 -4%
Principal Financial Group
82
Principal Financial Group
Iowa
$267K +$267K +2,605 New
U
83
UBS
Switzerland
$237K -$110K -1,074 -32%
JPMorgan Chase & Co
84
JPMorgan Chase & Co
New York
$215K +$63K +614 +41%
WMSA
85
Weiss Multi-Strategy Advisers
New York
$205K -$51.3K -500 -20%
CL
86
Croft-Leominster
Maryland
$205K – – –
MTIP
87
Magee Thomson Investment Partners
California
$157K +$157K +1,522 New
SM
88
Sabby Management
Florida
$154K -$4.34M -42,250 -97%
SCM
89
Stevens Capital Management
Pennsylvania
$148K +$148K +1,445 New
Barclays
90
Barclays
United Kingdom
$146K +$98.5K +986 +208%
Tudor Investment Corp
91
Tudor Investment Corp
Connecticut
$138K +$138K +1,347 New
YU
92
Yale University
Connecticut
$130K +$130K +1,270 New
Nomura Holdings
93
Nomura Holdings
Japan
$122K -$64K -628 -34%
Prudential Financial
94
Prudential Financial
New Jersey
$101K +$10.7K +105 +12%
AB
95
Amalgamated Bank
New York
$98K +$98K +962 New
SG Americas Securities
96
SG Americas Securities
New York
$95K -$167K -1,623 -64%
LPL Financial
97
LPL Financial
California
$93K +$93K +913 New
VKH
98
Virtu KCG Holdings
New York
$89K -$296K -2,900 -77%
Comerica Bank
99
Comerica Bank
Texas
$88K +$24.9K +244 +39%
GC
100
Guggenheim Capital
Illinois
$86K +$28.3K +277 +49%
2 3
4
5 6