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Novavax

347 hedge funds and large institutions have $4.33B invested in Novavax in 2020 Q4 according to their latest regulatory filings, with 95 funds opening new positions, 118 increasing their positions, 84 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 95 | Existing positions closed: 55

40% more repeat investments, than reductions

Existing positions increased: 118 | Existing positions reduced: 84

25% more capital invested

Capital invested by funds: $3.47B → $4.33B (+$858M)

12% more funds holding

Funds holding: 311347 (+36)

8.3% more ownership

Funds ownership: 52.7%60.99% (+8.3%)

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

27% less call options, than puts

Call options by funds: $463M | Put options by funds: $638M

Holders
347
Holders Change
+36
Holders Change %
+11.58%
% of All Funds
6.14%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
95
Increased
118
Reduced
84
Closed
55
Calls
$463M
Puts
$638M
Net Calls
-$175M
Net Calls Change
-$61.8M
Name Holding Trade Value Shares
Change
Change in
Stake
FCM
26
Farallon Capital Management
California
$30.7M +$29.2M +275,000 New
CS
27
Credit Suisse
Switzerland
$27.1M +$17.9M +168,329 +226%
JP Morgan Chase
28
JP Morgan Chase
New York
$25.7M +$9.27M +87,198 +61%
Jennison Associates
29
Jennison Associates
New York
$25M +$8.4M +79,028 +54%
SAM
30
Sectoral Asset Management
Quebec, Canada
$24.9M +$11.2M +105,150 +89%
PHS
31
PFM Health Sciences
California
$24.1M +$22.9M +215,908 New
UBS AM
32
UBS AM
Illinois
$23.1M +$4.06M +38,185 +23%
Millennium Management
33
Millennium Management
New York
$20.1M -$13.7M -128,760 -42%
BBA
34
Baker Bros. Advisors
New York
$18.9M -$1.88M -17,670 -9%
Schroder Investment Management Group
35
Schroder Investment Management Group
United Kingdom
$18.5M +$1.51M +14,162 +9%
VC
36
Vivo Capital
California
$17.6M -$713K -6,712 -4%
Creative Planning
37
Creative Planning
Kansas
$17.2M +$2.8M +26,385 +21%
Invesco
38
Invesco
Georgia
$15.7M -$3.16M -29,709 -17%
Swiss National Bank
39
Swiss National Bank
Switzerland
$15.4M +$755K +7,100 +5%
California Public Employees Retirement System
40
California Public Employees Retirement System
California
$15.2M -$483K -4,543 -3%
PAM
41
Panagora Asset Management
Massachusetts
$14M +$9.36M +88,055 +236%
EAM
42
Eagle Asset Management
Florida
$13.7M -$973K -9,153 -7%
VanEck Associates
43
VanEck Associates
New York
$12.3M +$3.71M +34,889 +46%
Wells Fargo
44
Wells Fargo
California
$11.4M -$5.37M -50,510 -33%
RhumbLine Advisers
45
RhumbLine Advisers
Massachusetts
$11.3M +$896K +8,428 +9%
Dimensional Fund Advisors
46
Dimensional Fund Advisors
Texas
$10.8M +$541K +5,090 +6%
WI
47
WBI Investments
New Jersey
$10.8M +$10.3M +96,619 New
California State Teachers Retirement System (CalSTRS)
48
California State Teachers Retirement System (CalSTRS)
California
$10.4M -$3.19K -30 -0%
CTA
49
Carillon Tower Advisers
Florida
$10M -$465K -4,371 -5%
State of Wisconsin Investment Board
50
State of Wisconsin Investment Board
Wisconsin
$9.99M -$733K -6,900 -7%

NVAX Hedge Fund Activity: Q4 2020 in Review

347 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q4 2020, worth a combined $4.33B — up 25% from $3.47B a quarter earlier.

Buyers outnumbered sellers: 95 funds opened new NVAX positions and 55 closed out — a net gain of 40 holders — while 118 added to existing stakes and 84 trimmed.

The largest buyer was RA Capital Management, adding an estimated $275M. The largest seller was Franklin Resources, cutting an estimated $103M.

  • 347 institutional investors held Novavax (NVAX) as of Q4 2020, up from 311 in Q3 2020.
  • Funds reported $4.33B of Novavax stock for Q4 2020, up 25% quarter-over-quarter.
  • 95 funds opened new Novavax positions in Q4 2020 and 55 closed out, a net change of +40 holders.
  • The largest Novavax buyer in Q4 2020 was RA Capital Management, an estimated $275M added.
  • The largest Novavax seller in Q4 2020 was Franklin Resources, an estimated $103M sold.

Based on aggregated 13F filings for Q4 2020.