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Novavax
NVAX

142 hedge funds and large institutions have $184M invested in Novavax in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 40 increasing their positions, 51 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.69% more ownership

Funds ownership: 0% → 2.69% (+2.7%)

14% less funds holding

Funds holding: 165 → 142 (-23)

22% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 51

37% less call options, than puts

Call options by funds: $1.89M | Put options by funds: $3.02M

47% less capital invested

Capital invested by funds: $350M → $184M (-$166M)

54% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 39

Holders
142
Holders Change
-23
Holders Change %
-13.94%
% of All Funds
3.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
40
Reduced
51
Closed
39
Calls
$1.89M
Puts
$3.02M
Net Calls
-$1.12M
Net Calls Change
+$2.27M

Top Buyers

Rank Fund Capital Flow
1
State Street
State Street
Massachusetts
+$14.5M
2
QIM
Quantitative Investment Management
Virginia
+$4.7M
3
BFA
BlackRock Fund Advisors
California
+$1.99M
4
PAM
Panagora Asset Management
Massachusetts
+$1.92M
5
Citigroup
Citigroup
New York
+$1.52M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$30.8M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$14.2M
3
Invesco
Invesco
Georgia
-$8.95M
4
First Trust Advisors
First Trust Advisors
Illinois
-$7.47M
5
Millennium Management
Millennium Management
New York
-$3.49M
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
26
UBS Group
Switzerland
$906K +$676K +23,175 +181%
AGC
27
Alden Global Capital
Florida
$807K +$934K +32,025 New
Creative Planning
28
Creative Planning
Kansas
$764K +$510K +17,477 +136%
California Public Employees Retirement System
29
California Public Employees Retirement System
California
$746K -$44.2K -1,515 -5%
TCM
30
Tekla Capital Management
Massachusetts
$719K – – –
California State Teachers Retirement System (CalSTRS)
31
California State Teachers Retirement System (CalSTRS)
California
$700K -$22.7K -780 -3%
RA
32
Royce & Associates
New York
$693K -$510K -17,500 -39%
Group One Trading
33
Group One Trading
Illinois
$669K -$859K -29,444 -53%
AG
34
Artal Group
Luxembourg
$630K – – –
QT
35
Quantbot Technologies
New York
$582K +$674K +23,113 New
TA
36
Teachers Advisors
New York
$574K +$27K +926 +4%
Swiss National Bank
37
Swiss National Bank
Switzerland
$563K – – –
Renaissance Technologies
38
Renaissance Technologies
New York
$544K +$629K +21,571 New
FCM
39
Frontier Capital Management
Massachusetts
$507K -$38.6K -1,324 -6%
Goldman Sachs
40
Goldman Sachs
New York
$494K -$266K -9,121 -32%
AllianceBernstein
41
AllianceBernstein
Tennessee
$458K -$116K -3,975 -18%
PA
42
Perceptive Advisors
New York
$423K +$489K +16,771 New
Wells Fargo
43
Wells Fargo
California
$422K +$83.2K +2,851 +21%
New York State Common Retirement Fund
44
New York State Common Retirement Fund
New York
$420K -$39.9K -1,369 -8%
BG
45
Bellevue Group
Switzerland
$410K – – –
BA
46
BlackRock Advisors
Delaware
$408K +$2.39K +82 +0.5%
RhumbLine Advisers
47
RhumbLine Advisers
Massachusetts
$394K +$30.1K +1,031 +7%
Two Sigma Advisers
48
Two Sigma Advisers
New York
$349K +$235K +8,044 +138%
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
$335K +$32.8K +1,125 +9%
Squarepoint
50
Squarepoint
New York
$324K +$375K +12,869 New
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NVAX Hedge Fund Activity: Q4 2016 in Review

142 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q4 2016, worth a combined $184M — down 47% from $350M a quarter earlier.

Sellers outnumbered buyers: 39 funds closed out of NVAX and 18 opened new positions — a net loss of 21 holders — while 51 trimmed existing stakes and 40 added.

The largest buyer was State Street, adding an estimated $14.5M. The largest seller was Wellington Management Group, exiting entirely with an estimated $30.8M sold.

  • 142 institutional investors held Novavax (NVAX) as of Q4 2016, down from 165 in Q3 2016.
  • Funds reported $184M of Novavax stock for Q4 2016, down 47% quarter-over-quarter.
  • 18 funds opened new Novavax positions in Q4 2016 and 39 closed out, a net change of -21 holders.
  • The largest Novavax buyer in Q4 2016 was State Street, an estimated $14.5M added.
  • The largest Novavax seller in Q4 2016 was Wellington Management Group, an estimated $30.8M sold.

Based on aggregated 13F filings for Q4 2016.