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Novavax

165 hedge funds and large institutions have $350M invested in Novavax in 2016 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 59 increasing their positions, 41 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 41

11% less funds holding

Funds holding: 186165 (-21)

26% less call options, than puts

Call options by funds: $9.73M | Put options by funds: $13.1M

38% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 47

78% less capital invested

Capital invested by funds: $1.59B → $350M (-$1.24B)

100% less funds holding in top 10

Funds holding in top 10: 30 (-3)

Holders
165
Holders Change
-21
Holders Change %
-11.29%
% of All Funds
4.4%
Holding in Top 10
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
New
29
Increased
59
Reduced
41
Closed
47
Calls
$9.73M
Puts
$13.1M
Net Calls
-$3.39M
Net Calls Change
+$17M
Name Holding Trade Value Shares
Change
Change in
Stake
RA
26
Royce & Associates
New York
$1.87M +$5.81M +45,000 New
RSCM
27
Rock Springs Capital Management
Maryland
$1.77M
OAM
28
Oxford Asset Management
United Kingdom
$1.39M +$4.32M +33,425 New
Deutsche Bank
29
Deutsche Bank
Germany
$1.31M -$5.11M -39,576 -56%
California Public Employees Retirement System
30
California Public Employees Retirement System
California
$1.29M -$275K -2,130 -6%
Citadel Advisors
31
Citadel Advisors
Florida
$1.2M +$3.48M +26,954 +1,380%
Goldman Sachs
32
Goldman Sachs
New York
$1.2M +$1.41M +10,928 +61%
California State Teachers Retirement System (CalSTRS)
33
California State Teachers Retirement System (CalSTRS)
California
$1.19M +$28.4K +220 +0.8%
TCM
34
Tekla Capital Management
Massachusetts
$1.19M +$1.37M +10,650 +59%
QIM
35
Quantitative Investment Management
Virginia
$1.16M +$1.8M +13,970 +100%
AG
36
Artal Group
Luxembourg
$1.04M +$3.23M +25,000 New
Swiss National Bank
37
Swiss National Bank
Switzerland
$930K -$83.9K -650 -3%
AllianceBernstein
38
AllianceBernstein
Tennessee
$922K -$6.46K -50 -0.2%
TA
39
Teachers Advisors
New York
$909K -$1.62M -12,511 -36%
FCM
40
Frontier Capital Management
Massachusetts
$892K +$2.77M +21,450 New
GC
41
Guggenheim Capital
Illinois
$870K -$165K -1,281 -6%
TSS
42
Two Sigma Securities
New York
$751K +$2.33M +18,042 New
New York State Common Retirement Fund
43
New York State Common Retirement Fund
New York
$750K +$72.9K +565 +3%
CA
44
Commerzbank Aktiengesellschaft
Germany
$733K +$2.13M +16,474 +1,438%
BG
45
Bellevue Group
Switzerland
$676K
D.E. Shaw & Co
46
D.E. Shaw & Co
New York
$671K -$2.89M -22,413 -58%
BA
47
BlackRock Advisors
Delaware
$670K +$78.9K +611 +4%
SEC
48
Seven Eight Capital
New York
$665K +$2.06M +15,975 New
RhumbLine Advisers
49
RhumbLine Advisers
Massachusetts
$607K +$12.8K +99 +0.7%
Wells Fargo
50
Wells Fargo
California
$577K -$1.13M -8,783 -39%

NVAX Hedge Fund Activity: Q3 2016 in Review

165 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q3 2016, worth a combined $350M — down 78% from $1.59B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of NVAX and 29 opened new positions — a net loss of 18 holders — while 41 trimmed existing stakes and 59 added.

The largest buyer was Millennium Management, adding an estimated $35.5M. The largest seller was T. Rowe Price Associates, cutting an estimated $151M.

  • 165 institutional investors held Novavax (NVAX) as of Q3 2016, down from 186 in Q2 2016.
  • Funds reported $350M of Novavax stock for Q3 2016, down 78% quarter-over-quarter.
  • 29 funds opened new Novavax positions in Q3 2016 and 47 closed out, a net change of -18 holders.
  • The largest Novavax buyer in Q3 2016 was Millennium Management, an estimated $35.5M added.
  • The largest Novavax seller in Q3 2016 was T. Rowe Price Associates, an estimated $151M sold.

Based on aggregated 13F filings for Q3 2016.