We are live on ! Find out more
NVAX icon

Novavax
NVAX

175 hedge funds and large institutions have $1.15B invested in Novavax in 2016 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 77 increasing their positions, 39 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

97% more repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 39

15% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 27

1% more funds holding

Funds holding: 173 → 175 (+2)

23% less call options, than puts

Call options by funds: $6.02M | Put options by funds: $7.86M

33% less capital invested

Capital invested by funds: $1.71B → $1.15B (-$567M)

Holders
175
Holders Change
+2
Holders Change %
+1.16%
% of All Funds
4.66%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
31
Increased
77
Reduced
39
Closed
27
Calls
$6.02M
Puts
$7.86M
Net Calls
-$1.83M
Net Calls Change
-$6.34M

Top Buyers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
+$20.6M
2
EAM
Eagle Asset Management
Florida
+$19.4M
3
State Street
State Street
Massachusetts
+$18.9M
4
Invesco
Invesco
Georgia
+$15.5M
5
DM
Deerfield Management
New York
+$13.2M

Top Sellers

Rank Fund Capital Flow
1
First Trust Advisors
First Trust Advisors
Illinois
-$47.5M
2
Citadel Advisors
Citadel Advisors
Florida
-$12.1M
3
BNP Paribas Asset Management
BNP Paribas Asset Management
France
-$5.22M
4
FAM
Fred Alger Management
New York
-$3.38M
5
AIC
AWM Investment Company
New York
-$3.36M
Name Holding Trade Value Shares
Change 		Change in
Stake
CS
26
Credit Suisse
Switzerland
$6.1M +$1.27M +11,817 +25%
Millennium Management
27
Millennium Management
New York
$5.45M +$5.66M +52,775 New
PAM
28
Panagora Asset Management
Massachusetts
$5.26M -$108K -1,008 -2%
AGC
29
Alden Global Capital
Florida
$5.16M +$5.36M +50,000 New
TCIM
30
TIAA CREF Investment Management
New York
$5.05M -$123K -1,143 -2%
BIM
31
BlackRock Investment Management
Delaware
$4.81M +$185K +1,729 +4%
Charles Schwab
32
Charles Schwab
California
$4.76M +$128K +1,191 +3%
RSCM
33
Rock Springs Capital Management
Maryland
$4.4M +$442K +4,125 +11%
Deutsche Bank
34
Deutsche Bank
Germany
$4.33M +$175K +1,634 +4%
Citigroup
35
Citigroup
New York
$3.67M +$3.52M +32,780 +1,183%
California Public Employees Retirement System
36
California Public Employees Retirement System
California
$3.54M -$684K -6,375 -16%
TA
37
Teachers Advisors
New York
$3.45M +$104K +968 +3%
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$3.41M +$378K +3,525 +12%
Massachusetts Financial Services
39
Massachusetts Financial Services
Massachusetts
$3.27M +$42.2K +393 +1%
HCM
40
Harvey Capital Management
Florida
$3.24M -$96K -895 -3%
Asset Management One
41
Asset Management One
Japan
$3.24M +$1.72M +16,075 +104%
Macquarie Group
42
Macquarie Group
Australia
$3.2M +$2.19M +20,453 +194%
TD Asset Management
43
TD Asset Management
Ontario, Canada
$2.96M -$19.3K -180 -0.6%
California State Teachers Retirement System (CalSTRS)
44
California State Teachers Retirement System (CalSTRS)
California
$2.94M +$390K +3,637 +15%
DCM
45
DAFNA Capital Management
California
$2.86M +$2.97M +27,675 New
GC
46
Guggenheim Capital
Illinois
$2.77M -$269K -2,510 -9%
Bank of America
47
Bank of America
North Carolina
$2.73M +$1.67M +15,528 +142%
WHI
48
William Harris Investors
Illinois
$2.62M +$121K +1,130 +5%
MCM
49
McKinley Capital Management
Alaska
$2.54M -$2.04K -19 -0.1%
Creative Planning
50
Creative Planning
Kansas
$2.43M +$248K +2,312 +11%
1
2
3 4 5

NVAX Hedge Fund Activity: Q1 2016 in Review

175 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q1 2016, worth a combined $1.15B — down 33% from $1.71B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new NVAX positions and 27 closed out — a net gain of 4 holders — while 77 added to existing stakes and 39 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $20.6M. The largest seller was First Trust Advisors, cutting an estimated $47.5M.

  • 175 institutional investors held Novavax (NVAX) as of Q1 2016, up from 173 in Q4 2015.
  • Funds reported $1.15B of Novavax stock for Q1 2016, down 33% quarter-over-quarter.
  • 31 funds opened new Novavax positions in Q1 2016 and 27 closed out, a net change of +4 holders.
  • The largest Novavax buyer in Q1 2016 was Wellington Management Group, an estimated $20.6M added.
  • The largest Novavax seller in Q1 2016 was First Trust Advisors, an estimated $47.5M sold.

Based on aggregated 13F filings for Q1 2016.