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Novavax
NVAX

129 hedge funds and large institutions have $588M invested in Novavax in 2013 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

76% more capital invested

Capital invested by funds: $334M → $588M (+$254M)

60% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 35

24% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 21

4% more funds holding

Funds holding: 124 → 129 (+5)

61% less call options, than puts

Call options by funds: $3M | Put options by funds: $7.75M

Holders
129
Holders Change
+5
Holders Change %
+4.03%
% of All Funds
3.74%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
26
Increased
56
Reduced
35
Closed
21
Calls
$3M
Puts
$7.75M
Net Calls
-$4.75M
Net Calls Change
-$5.49M

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$25M
2
State Street
State Street
Massachusetts
+$16.5M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$12.5M
4
BFA
BlackRock Fund Advisors
California
+$6.44M
5
Ameriprise
Ameriprise
Minnesota
+$4.66M

Top Sellers

Rank Fund Capital Flow
1
RCM
RA Capital Management
Massachusetts
-$35.3M
2
TC
TFS Capital
Pennsylvania
-$4.47M
3
CCM
Camber Capital Management
Massachusetts
-$4.28M
4
DM
Deerfield Management
New York
-$3.39M
5
WHI
William Harris Investors
Illinois
-$3.28M
Name Holding Trade Value Shares
Change 		Change in
Stake
EI
26
EAM Investors
California
$3.07M +$989K +13,997 +88%
Charles Schwab
27
Charles Schwab
California
$2.62M +$637K +9,012 +54%
BIM
28
BlackRock Investment Management
Delaware
$2.61M +$451K +6,378 +33%
MCM
29
McKinley Capital Management
Alaska
$2.36M -$707K -10,004 -30%
Millennium Management
30
Millennium Management
New York
$2.29M -$614K -8,696 -28%
NI
31
Numeric Investors
Massachusetts
$2.07M +$1.43M +20,200 New
CNB
32
City National Bank
California
$2.06M +$602K +8,516 +74%
California Public Employees Retirement System
33
California Public Employees Retirement System
California
$2.02M -$17.9K -254 -1%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$1.98M +$37K +524 +3%
RFC
35
Russell Frank Company
Washington
$1.93M +$470K +6,651 +62%
Morgan Stanley
36
Morgan Stanley
New York
$1.89M -$1.61M -22,807 -55%
California State Teachers Retirement System (CalSTRS)
37
California State Teachers Retirement System (CalSTRS)
California
$1.72M +$331K +4,680 +39%
ERSOT
38
Employees Retirement System of Texas
Texas
$1.59M – – –
AllianceBernstein
39
AllianceBernstein
Tennessee
$1.43M +$497K +7,040 +102%
TA
40
Teachers Advisors
New York
$1.32M +$197K +2,786 +28%
AIG
41
American International Group
New York
$1.18M +$488K +6,914 +151%
RSCM
42
Rock Springs Capital Management
Maryland
$1.13M +$777K +11,000 New
CS
43
Credit Suisse
Switzerland
$1.1M +$148K +2,100 +24%
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$892K +$707 +10 +0.1%
SO
45
STRS Ohio
Ohio
$882K -$70.3K -995 -10%
TD Asset Management
46
TD Asset Management
Ontario, Canada
$819K -$334K -4,730 -37%
HighTower Advisors
47
HighTower Advisors
Illinois
$803K +$160K +2,270 +41%
MLICM
48
Metropolitan Life Insurance Company (MetLife)
New York
$798K +$161K +2,272 +41%
BA
49
BlackRock Advisors
Delaware
$797K +$168K +2,373 +44%
Swiss National Bank
50
Swiss National Bank
Switzerland
$750K – – –
1
2
3 4 5

NVAX Hedge Fund Activity: Q4 2013 in Review

129 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q4 2013, worth a combined $588M — up 76% from $334M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new NVAX positions and 21 closed out — a net gain of 5 holders — while 56 added to existing stakes and 35 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $25M. The largest seller was RA Capital Management, cutting an estimated $35.3M.

  • 129 institutional investors held Novavax (NVAX) as of Q4 2013, up from 124 in Q3 2013.
  • Funds reported $588M of Novavax stock for Q4 2013, up 76% quarter-over-quarter.
  • 26 funds opened new Novavax positions in Q4 2013 and 21 closed out, a net change of +5 holders.
  • The largest Novavax buyer in Q4 2013 was Invesco, an estimated $25M added.
  • The largest Novavax seller in Q4 2013 was RA Capital Management, an estimated $35.3M sold.

Based on aggregated 13F filings for Q4 2013.