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Novavax
NVAX

124 hedge funds and large institutions have $334M invested in Novavax in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 46 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

720% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 5

156% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 18

135% more capital invested

Capital invested by funds: $142M → $334M (+$192M)

39% more funds holding

Funds holding: 89 → 124 (+35)

39% more call options, than puts

Call options by funds: $2.64M | Put options by funds: $1.9M

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
124
Holders Change
+35
Holders Change %
+39.33%
% of All Funds
4.02%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
41
Increased
46
Reduced
18
Closed
5
Calls
$2.64M
Puts
$1.9M
Net Calls
+$736K
Net Calls Change
+$761K

Top Buyers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
+$13.9M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$11.9M
3
RCM
RA Capital Management
Massachusetts
+$10.2M
4
HM
HealthCor Management
New York
+$9.85M
5
Franklin Resources
Franklin Resources
California
+$8.45M

Top Sellers

Rank Fund Capital Flow
1
BA
BlackRock Advisors
Delaware
-$7.95M
2
PAM
Panagora Asset Management
Massachusetts
-$224K
3
BIT
BlackRock Institutional Trust
California
-$187K
4
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$176K
5
Principal Financial Group
Principal Financial Group
Iowa
-$145K
Name Holding Trade Value Shares
Change 		Change in
Stake
Millennium Management
26
Millennium Management
New York
$1.95M +$1.75M +31,009 New
SFM
27
Soros Fund Management
New York
$1.81M +$1.61M +28,650 New
TCIM
28
TIAA CREF Investment Management
New York
$1.7M -$68.6K -1,218 -4%
MHP
29
Manatuck Hill Partners
Connecticut
$1.57M +$1.41M +25,000 New
CCA
30
Catalyst Capital Advisors
New York
$1.27M +$1.13M +20,095 New
California Public Employees Retirement System
31
California Public Employees Retirement System
California
$1.26M +$143K +2,535 +15%
BIM
32
BlackRock Investment Management
Delaware
$1.2M +$78.1K +1,387 +8%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$1.18M +$1.06M +18,770 New
Deutsche Bank
34
Deutsche Bank
Germany
$1.15M +$152K +2,704 +17%
Charles Schwab
35
Charles Schwab
California
$1.05M +$11.9K +212 +1%
UOC
36
UBS O'Connor
Illinois
$1.05M +$934K +16,581 New
EI
37
EAM Investors
California
$1.01M +$898K +15,940 New
ERSOT
38
Employees Retirement System of Texas
Texas
$983K +$876K +15,550 New
WC
39
Wexford Capital
Florida
$962K +$860K +15,267 New
AC
40
Ascend Capital
California
$819K +$732K +12,992 New
TD Asset Management
41
TD Asset Management
Ontario, Canada
$805K +$717K +12,730 New
California State Teachers Retirement System (CalSTRS)
42
California State Teachers Retirement System (CalSTRS)
California
$768K +$22K +390 +3%
CNB
43
City National Bank
California
$728K -$78.6K -1,396 -11%
RFC
44
Russell Frank Company
Washington
$675K +$581K +10,312 +2,880%
DCM
45
DAFNA Capital Management
California
$662K +$591K +10,500 New
TA
46
Teachers Advisors
New York
$637K +$94.8K +1,684 +20%
SO
47
STRS Ohio
Ohio
$607K +$541K +9,610 New
HCMT
48
Highland Capital Management (Texas)
Texas
$551K +$493K +8,750 New
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$548K +$490K +8,700 New
CS
50
Credit Suisse
Switzerland
$544K +$142K +2,527 +41%
1
2
3 4 5

NVAX Hedge Fund Activity: Q3 2013 in Review

124 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q3 2013, worth a combined $334M — up 135% from $142M a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new NVAX positions and 5 closed out — a net gain of 36 holders — while 46 added to existing stakes and 18 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $13.9M. The largest seller was BlackRock Advisors, cutting an estimated $7.95M.

  • 124 institutional investors held Novavax (NVAX) as of Q3 2013, up from 89 in Q2 2013.
  • Funds reported $334M of Novavax stock for Q3 2013, up 135% quarter-over-quarter.
  • 41 funds opened new Novavax positions in Q3 2013 and 5 closed out, a net change of +36 holders.
  • The largest Novavax buyer in Q3 2013 was Wellington Management Group, an estimated $13.9M added.
  • The largest Novavax seller in Q3 2013 was BlackRock Advisors, an estimated $7.95M sold.

Based on aggregated 13F filings for Q3 2013.