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NUC

NUVEEN CALIF QUAL INCM MUNI FD
NUC

Delisted

NUC was delisted on the 6th of June, 2014.

20 hedge funds and large institutions have $12.5M invested in NUVEEN CALIF QUAL INCM MUNI FD in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% less capital invested

Capital invested by funds: $13.4M → $12.5M (-$954K)

9% less funds holding

Funds holding: 2220 (-2)

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
20
Holders Change
-2
Holders Change %
-9.09%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
6
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$4.71M -$262K -18,342 -5%
Invesco
2
Invesco
Georgia
$2.48M +$289K +20,277 +13%
Bank of America
3
Bank of America
North Carolina
$901K +$123K +8,621 +16%
Morgan Stanley
4
Morgan Stanley
New York
$731K +$56.7K +3,973 +8%
LPL Financial
5
LPL Financial
California
$702K -$68.4K -4,791 -9%
U
6
UBS
Switzerland
$695K +$201K +14,109 +41%
Wells Fargo
7
Wells Fargo
California
$502K -$37.9K -2,653 -7%
WT
8
Whittier Trust
California
$305K -$21.4K -1,500 -7%
CAN
9
Cetera Advisor Networks
California
$233K
WTC
10
WhitTier Trust Company
Nevada
$223K -$51.4K -3,600 -19%
Citigroup
11
Citigroup
New York
$186K +$13.3K +930 +8%
VKH
12
Virtu KCG Holdings
New York
$186K +$186K +13,007 New
BPBT
13
Boston Private Bank & Trust
Massachusetts
$170K
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$133K -$14.3K -1,000 -10%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$94K
Creative Planning
16
Creative Planning
Kansas
$87K +$71.4K +5,003 +454%
AA
17
Apriem Advisors
California
$56K
MA
18
MUFG Americas
New York
$36K -$8.56K -600 -19%
NES
19
New England Securities
New York
$30K
TRCT
20
Tower Research Capital (TRC)
New York
$7K -$1.04K -73 -13%
GIM
21
Grassi Investment Management
California
-$216K -14,000 Closed
MBT
22
Montecito Bank & Trust
California
-$185K -12,000 Closed
BRWA
23
B. Riley Wealth Advisors
Florida
-$71K -4,616 Closed

NUC Hedge Fund Activity: Q3 2013 in Review

20 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in NUVEEN CALIF QUAL INCM MUNI FD (NUC) for Q3 2013, worth a combined $12.5M — down 7.1% from $13.4M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of NUC and 1 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 6 added.

The largest buyer was Invesco, adding an estimated $289K. The largest seller was Guggenheim Capital, cutting an estimated $262K.

  • 20 institutional investors held NUVEEN CALIF QUAL INCM MUNI FD (NUC) as of Q3 2013, down from 22 in Q2 2013.
  • Funds reported $12.5M of NUVEEN CALIF QUAL INCM MUNI FD stock for Q3 2013, down 7.1% quarter-over-quarter.
  • 1 fund opened new NUVEEN CALIF QUAL INCM MUNI FD positions in Q3 2013 and 3 closed out, a net change of -2 holders.
  • The largest NUVEEN CALIF QUAL INCM MUNI FD buyer in Q3 2013 was Invesco, an estimated $289K added.
  • The largest NUVEEN CALIF QUAL INCM MUNI FD seller in Q3 2013 was Guggenheim Capital, an estimated $262K sold.

Based on aggregated 13F filings for Q3 2013.