BRWA
NUC

B. Riley Wealth Advisors’s NUVEEN CALIF QUAL INCM MUNI FD NUC Stock Holding History

B. Riley Wealth Advisors’s Portfolio NUC Stock Details NUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-4,616
Closed -$71K – 782
2013
Q2 		$71K Buy
+4,616
New +$75.6K 0.02% 625

Other funds holding NUC

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
WT
Whittier Trust South Pasadena, California $8.86B AUM 28.01% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
WTC
WhitTier Trust Company Reno, Nevada $4.87B AUM 25.35% 1-Year Est. Return

B. Riley Wealth Advisors's NUC Position: Q3 2013 in Review

B. Riley Wealth Advisors sold out of NUVEEN CALIF QUAL INCM MUNI FD (NUC) in Q3 2013, closing a stake of 4,616 shares — an estimated $71K sold.

B. Riley Wealth Advisors first reported a position in NUC in Q2 2013 and held it in 1 quarter. The position peaked at $71K in Q2 2013. 20 funds tracked by Wall St. Rank hold NUC as of Q3 2013.

  • B. Riley Wealth Advisors reported no remaining NUVEEN CALIF QUAL INCM MUNI FD position as of Q3 2013 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 4,616 NUVEEN CALIF QUAL INCM MUNI FD shares in Q3 2013, an estimated $71K.
  • B. Riley Wealth Advisors first reported a position in NUVEEN CALIF QUAL INCM MUNI FD in Q2 2013 and held it in 1 quarter.
  • B. Riley Wealth Advisors's NUVEEN CALIF QUAL INCM MUNI FD position peaked at $71K in Q2 2013.
  • 20 funds tracked by Wall St. Rank held NUVEEN CALIF QUAL INCM MUNI FD as of Q3 2013.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.