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NUC

NUVEEN CALIF QUAL INCM MUNI FD
NUC

Delisted

NUC was delisted on the 6th of June, 2014.

21 hedge funds and large institutions have $14.1M invested in NUVEEN CALIF QUAL INCM MUNI FD in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

13% more capital invested

Capital invested by funds: $12.5M → $14.1M (+$1.62M)

5% more funds holding

Funds holding: 2021 (+1)

0% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 5

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$4.94M +$209K +14,606 +4%
Invesco
2
Invesco
Georgia
$2.36M -$136K -9,477 -5%
Bank of America
3
Bank of America
North Carolina
$1.25M +$349K +24,412 +39%
CS
4
Credit Suisse
Switzerland
$873K +$870K +60,812 New
Morgan Stanley
5
Morgan Stanley
New York
$716K -$17.6K -1,231 -2%
U
6
UBS
Switzerland
$714K +$15.8K +1,108 +2%
LPL Financial
7
LPL Financial
California
$644K -$78.3K -5,474 -11%
Wells Fargo
8
Wells Fargo
California
$409K -$94.1K -6,578 -19%
VKH
9
Virtu KCG Holdings
New York
$384K +$197K +13,757 +106%
WT
10
Whittier Trust
California
$306K
CAN
11
Cetera Advisor Networks
California
$234K
WTC
12
WhitTier Trust Company
Nevada
$224K
HCM
13
Hollencrest Capital Management
California
$208K +$207K +14,450 New
BPBT
14
Boston Private Bank & Trust
Massachusetts
$171K
SG Americas Securities
15
SG Americas Securities
New York
$154K +$154K +10,742 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$134K
Creative Planning
17
Creative Planning
Kansas
$130K +$42.4K +2,967 +49%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$95K
Citigroup
19
Citigroup
New York
$63K -$123K -8,590 -66%
AA
20
Apriem Advisors
California
$56K
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$22K +$21.5K +1,500 New
MA
22
MUFG Americas
New York
-$36K -2,500 Closed
NES
23
New England Securities
New York
-$30K -2,065 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$7K -500 Closed

NUC Hedge Fund Activity: Q4 2013 in Review

21 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in NUVEEN CALIF QUAL INCM MUNI FD (NUC) for Q4 2013, worth a combined $14.1M — up 13% from $12.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new NUC positions and 3 closed out — a net gain of 1 holder — while 5 added to existing stakes and 5 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $870K. The largest seller was Invesco, cutting an estimated $136K.

  • 21 institutional investors held NUVEEN CALIF QUAL INCM MUNI FD (NUC) as of Q4 2013, up from 20 in Q3 2013.
  • Funds reported $14.1M of NUVEEN CALIF QUAL INCM MUNI FD stock for Q4 2013, up 13% quarter-over-quarter.
  • 4 funds opened new NUVEEN CALIF QUAL INCM MUNI FD positions in Q4 2013 and 3 closed out, a net change of +1 holder.
  • The largest NUVEEN CALIF QUAL INCM MUNI FD buyer in Q4 2013 was Credit Suisse, an estimated $870K added.
  • The largest NUVEEN CALIF QUAL INCM MUNI FD seller in Q4 2013 was Invesco, an estimated $136K sold.

Based on aggregated 13F filings for Q4 2013.