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NUC

NUVEEN CALIF QUAL INCM MUNI FD
NUC

Delisted

NUC was delisted on the 6th of June, 2014.

17 hedge funds and large institutions have $12.4M invested in NUVEEN CALIF QUAL INCM MUNI FD in 2014 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% less capital invested

Capital invested by funds: $14.1M → $12.4M (-$1.69M)

19% less funds holding

Funds holding: 2117 (-4)

50% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 8

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 4

Holders
17
Holders Change
-4
Holders Change %
-19.05%
% of All Funds
0.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
4
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$4.77M -$330K -22,264 -6%
Invesco
2
Invesco
Georgia
$1.72M -$708K -47,750 -29%
Bank of America
3
Bank of America
North Carolina
$965K -$330K -22,281 -25%
CS
4
Credit Suisse
Switzerland
$897K -$4.61K -311 -0.5%
U
5
UBS
Switzerland
$867K +$131K +8,818 +18%
Morgan Stanley
6
Morgan Stanley
New York
$708K -$30.3K -2,045 -4%
LPL Financial
7
LPL Financial
California
$590K -$74.4K -5,023 -11%
Wells Fargo
8
Wells Fargo
California
$391K -$32K -2,159 -8%
WT
9
Whittier Trust
California
$316K
HCM
10
Hollencrest Capital Management
California
$214K
WTC
11
WhitTier Trust Company
Nevada
$195K -$37K -2,500 -16%
BPBT
12
Boston Private Bank & Trust
Massachusetts
$176K
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$164K +$25.9K +1,750 +19%
Creative Planning
14
Creative Planning
Kansas
$134K
Citigroup
15
Citigroup
New York
$121K +$56.4K +3,807 +87%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$113K +$14.8K +1,000 +15%
AA
17
Apriem Advisors
California
$58K
VKH
18
Virtu KCG Holdings
New York
-$384K -26,764 Closed
CAN
19
Cetera Advisor Networks
California
-$234K -16,240 Closed
SG Americas Securities
20
SG Americas Securities
New York
-$154K -10,742 Closed
TJHA
21
Thomas J. Herzfeld Advisors
Florida
-$22K -1,500 Closed

NUC Hedge Fund Activity: Q1 2014 in Review

17 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in NUVEEN CALIF QUAL INCM MUNI FD (NUC) for Q1 2014, worth a combined $12.4M — down 12% from $14.1M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of NUC and 0 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 4 added.

The largest buyer was UBS, adding an estimated $131K. The largest seller was Invesco, cutting an estimated $708K.

  • 17 institutional investors held NUVEEN CALIF QUAL INCM MUNI FD (NUC) as of Q1 2014, down from 21 in Q4 2013.
  • Funds reported $12.4M of NUVEEN CALIF QUAL INCM MUNI FD stock for Q1 2014, down 12% quarter-over-quarter.
  • 0 funds opened new NUVEEN CALIF QUAL INCM MUNI FD positions in Q1 2014 and 4 closed out, a net change of -4 holders.
  • The largest NUVEEN CALIF QUAL INCM MUNI FD buyer in Q1 2014 was UBS, an estimated $131K added.
  • The largest NUVEEN CALIF QUAL INCM MUNI FD seller in Q1 2014 was Invesco, an estimated $708K sold.

Based on aggregated 13F filings for Q1 2014.