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NPP

NUVEEN PERFORMANCE+MUN FUND
NPP

Delisted

NPP was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
26
First Trust Advisors
Illinois
$501K -$23K -1,715 -4%
TCM
27
Texan Capital Management
Texas
$426K -$847K -63,204 -67%
FAAS
28
First Allied Advisory Services
California
$370K +$27.9K +2,081 +8%
LPL Financial
29
LPL Financial
California
$356K -$47.2K -3,527 -11%
MWR
30
McAdams Wright Ragen
Washington
$320K +$50.2K +3,751 +19%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$317K -$109K -8,155 -26%
HSA
32
HBK Sorce Advisory
Pennsylvania
$258K +$122K +9,130 +91%
WT
33
Whittier Trust
California
$253K +$92.5K +6,905 +58%
BFEC
34
Benjamin F. Edwards & Company
Missouri
$227K +$133K +9,900 +144%
WTC
35
WhitTier Trust Company
Nevada
$226K -$23.4K -1,750 -9%
RJA
36
Raymond James & Associates
Florida
$213K +$212K +15,793 New
US Bancorp
37
US Bancorp
Minnesota
$210K -$31.7K -2,367 -13%
MRI
38
Mad River Investors
Massachusetts
$201K +$200K +14,900 New
SBWM
39
Sunflower Bank Wealth Management
Arizona
$189K
Jane Street
40
Jane Street
New York
$177K +$175K +13,098 New
HFS
41
HL Financial Services
Kentucky
$173K +$172K +12,832 New
BIM
42
BlackRock Investment Management
Delaware
$157K
PP
43
Paloma Partners
Connecticut
$143K -$16.6K -1,239 -11%
HPC
44
HM Payson & Co
Maine
$141K
TJHA
45
Thomas J. Herzfeld Advisors
Florida
$122K
SNT
46
Security National Trust
West Virginia
$80K
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$73K +$255 +19 +0.4%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$66K -$298K -22,243 -82%
BC
49
Bartlett & Co
Ohio
$59K
DAM
50
Delta Asset Management
Tennessee
$54K