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NPP

NUVEEN PERFORMANCE+MUN FUND
NPP

Delisted

NPP was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.5M +$37.9M +2,464,328 New
HK
2
Horizon Kinetics
New York
$12.6M +$13.5M +878,121 New
Invesco
3
Invesco
Georgia
$8M +$8.56M +556,053 New
PPA
4
Parametric Portfolio Associates
Washington
$5.98M +$6.4M +415,443 New
RCM
5
Rivernorth Capital Management
Florida
$5.47M +$5.86M +380,351 New
Wells Fargo
6
Wells Fargo
California
$4.39M +$4.7M +305,027 New
OA
7
Oxbow Advisors
Texas
$3.88M +$4.15M +269,450 New
GC
8
Guggenheim Capital
Illinois
$3.42M +$3.65M +237,349 New
AAM
9
Advisors Asset Management
Colorado
$3.21M +$3.44M +223,429 New
SIA
10
Sit Investment Associates
Minnesota
$2.17M +$2.32M +150,800 New
Bank of America
11
Bank of America
North Carolina
$1.39M +$1.48M +96,319 New
MIG
12
Mariner Investment Group
New York
$1.38M +$1.48M +96,104 New
TCM
13
Texan Capital Management
Texas
$1.36M +$1.46M +94,704 New
KIM
14
Karpus Investment Management
New York
$892K +$954K +61,975 New
UCFA
15
United Capital Financial Advisors
Texas
$855K +$914K +59,400 New
SNC
16
Stifel Nicolaus & Co
Missouri
$793K +$848K +55,096 New
Allianz Asset Management
17
Allianz Asset Management
Germany
$791K +$847K +55,000 New
U
18
UBS
Switzerland
$748K +$800K +51,989 New
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$676K +$723K +46,960 New
DA
20
Doliver Advisors
Texas
$656K +$702K +45,620 New
VanEck Associates
21
VanEck Associates
New York
$649K +$695K +45,120 New
First Trust Advisors
22
First Trust Advisors
Illinois
$558K +$597K +38,798 New
Mariner
23
Mariner
Kansas
$556K +$595K +38,629 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$455K +$486K +31,600 New
LPL Financial
25
LPL Financial
California
$443K +$474K +30,784 New