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NPP

NUVEEN PERFORMANCE+MUN FUND
NPP

Delisted

NPP was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.8M +$519K +38,728 +2%
HK
2
Horizon Kinetics
New York
$11.3M -$564K -42,091 -5%
RCM
3
Rivernorth Capital Management
Florida
$10.5M +$5.28M +394,443 +104%
OA
4
Oxbow Advisors
Texas
$6.92M +$3.25M +242,610 +90%
PPA
5
Parametric Portfolio Associates
Washington
$5.99M +$374K +27,942 +7%
Invesco
6
Invesco
Georgia
$5.58M -$1.92M -143,165 -26%
Wells Fargo
7
Wells Fargo
California
$4.21M +$93.4K +6,973 +2%
AAM
8
Advisors Asset Management
Colorado
$3.47M +$445K +33,217 +15%
CCWA
9
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$3.4M +$3.37M +251,660 New
GC
10
Guggenheim Capital
Illinois
$2.81M -$390K -29,112 -12%
Bank of America
11
Bank of America
North Carolina
$1.97M +$661K +49,331 +51%
SNC
12
Stifel Nicolaus & Co
Missouri
$1.14M +$393K +29,344 +53%
V
13
Veritable
Delaware
$888K +$881K +65,735 New
TC
14
TFS Capital
Pennsylvania
$885K +$878K +65,524 New
U
15
UBS
Switzerland
$859K +$155K +11,584 +22%
MIG
16
Mariner Investment Group
New York
$855K -$439K -32,802 -34%
KIM
17
Karpus Investment Management
New York
$808K -$29.1K -2,170 -4%
WC
18
Whitnell & Co
Illinois
$768K +$736K +54,958 +2,889%
UCFA
19
United Capital Financial Advisors
Texas
$762K -$40.2K -3,000 -5%
Allianz Asset Management
20
Allianz Asset Management
Germany
$743K
AQR Capital Management
21
AQR Capital Management
Connecticut
$708K +$702K +52,402 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$625K -$8.91K -665 -1%
Barclays
23
Barclays
United Kingdom
$617K +$305K +22,759 +92%
VanEck Associates
24
VanEck Associates
New York
$604K -$5.73K -428 -0.9%
Mariner
25
Mariner
Kansas
$522K