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NPP

NUVEEN PERFORMANCE+MUN FUND
NPP

Delisted

NPP was delisted on the 9th of September, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
– -$34.8M -2,107,999 Closed
UBS Group
2
UBS Group
Switzerland
– -$11.1M -669,459 Closed
Bank of America
3
Bank of America
North Carolina
– -$9.83M -595,356 Closed
MSL
4
Mackay Shields LLC
New York
– -$9.82M -595,081 Closed
HK
5
Horizon Kinetics
New York
– -$5.84M -353,491 Closed
Wells Fargo
6
Wells Fargo
California
– -$5.02M -304,005 Closed
VanEck Associates
7
VanEck Associates
New York
– -$2.77M -167,635 Closed
OA
8
Oxbow Advisors
Texas
– -$2.69M -162,648 Closed
CCWA
9
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
– -$1.99M -120,350 Closed
Stifel Financial
10
Stifel Financial
Missouri
– -$1.98M -119,974 Closed
JWA
11
JFS Wealth Advisors
Pennsylvania
– -$1.93M -116,576 Closed
AAM
12
Advisors Asset Management
Colorado
– -$1.73M -104,622 Closed
GC
13
Guggenheim Capital
Illinois
– -$1.67M -101,379 Closed
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
– -$1.51M -91,239 Closed
CIA
15
Capital Investment Advisors
Georgia
– -$1.11M -67,111 Closed
LPL Financial
16
LPL Financial
California
– -$1.03M -62,017 Closed
First Trust Advisors
17
First Trust Advisors
Illinois
– -$759K -45,969 Closed
TCM
18
Tradewinds Capital Management
Washington
– -$751K -45,483 Closed
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
– -$745K -45,129 Closed
Baird Financial Group
20
Baird Financial Group
Wisconsin
– -$671K -40,889 Closed
BFEC
21
Benjamin F. Edwards & Company
Missouri
– -$642K -38,873 Closed
UCFA
22
United Capital Financial Advisors
Texas
– -$623K -36,667 Closed
RJA
23
Raymond James & Associates
Florida
– -$545K -33,018 Closed
RCM
24
Robinson Capital Management
Michigan
– -$534K -32,350 Closed
IA
25
IFP Advisors
Florida
– -$508K -30,794 Closed
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