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NPP

NUVEEN PERFORMANCE+MUN FUND
NPP

Delisted

NPP was delisted on the 9th of September, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Northwestern Mutual Wealth Management
26
Northwestern Mutual Wealth Management
Wisconsin
$390K +$417K +27,098 New
FAAS
27
First Allied Advisory Services
California
$361K +$388K +25,185 New
Barclays
28
Barclays
United Kingdom
$356K +$380K +24,706 New
OC
29
Oppenheimer & Co
New York
$309K +$330K +21,440 New
MWR
30
McAdams Wright Ragen
Washington
$286K +$306K +19,900 New
WTC
31
WhitTier Trust Company
Nevada
$266K +$284K +18,450 New
US Bancorp
32
US Bancorp
Minnesota
$258K +$276K +17,896 New
KCG
33
Knight Capital Group
$229K +$245K +15,894 New
SBWM
34
Sunflower Bank Wealth Management
Arizona
$201K +$215K +13,969 New
PP
35
Paloma Partners
Connecticut
$170K +$182K +11,800 New
WT
36
Whittier Trust
California
$170K +$182K +11,820 New
BIM
37
BlackRock Investment Management
Delaware
$167K +$179K +11,604 New
PMG
38
ProVise Management Group
Florida
$162K +$174K +11,285 New
Goldman Sachs
39
Goldman Sachs
New York
$154K +$165K +10,704 New
HPC
40
HM Payson & Co
Maine
$151K +$161K +10,460 New
HSA
41
HBK Sorce Advisory
Pennsylvania
$144K +$154K +10,002 New
TJHA
42
Thomas J. Herzfeld Advisors
Florida
$130K +$139K +9,000 New
BFEC
43
Benjamin F. Edwards & Company
Missouri
$99K +$106K +6,891 New
SNT
44
Security National Trust
West Virginia
$85K +$91K +5,910 New
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$77K +$82.7K +5,372 New
BC
46
Bartlett & Co
Ohio
$63K +$67.7K +4,400 New
DAM
47
Delta Asset Management
Tennessee
$58K +$61.6K +4,000 New
WCMN
48
Westchester Capital Management (Nebraska)
Nebraska
$43K +$45.7K +2,970 New
Ameriprise
49
Ameriprise
Minnesota
$36K +$38.5K +2,500 New
WA
50
WFG Advisors
Texas
$35K +$37.1K +2,412 New
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