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Nuveen Variable Rate Preferred & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$5.54M +$2.46M +129,553 +69%
Wells Fargo
2
Wells Fargo
California
$3.33M +$1.82M +95,673 +101%
CA
3
Corrado Advisors
New Jersey
$2.62M -$125K -6,590 -4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.88M -$47K -2,478 -2%
Morgan Stanley
5
Morgan Stanley
New York
$1.34M +$16.8K +885 +1%
SIA
6
Sit Investment Associates
Minnesota
$1.18M +$1.03M +54,395 +406%
Stifel Financial
7
Stifel Financial
Missouri
$941K +$94.6K +4,983 +10%
RCM
8
Rivernorth Capital Management
Florida
$886K +$109K +5,731 +13%
First Trust Advisors
9
First Trust Advisors
Illinois
$866K +$188K +9,895 +25%
H6H
10
Hightower 6M Holding
Kansas
$422K +$459K +24,178 New
WS
11
Wedbush Securities
California
$337K -$183K -9,635 -33%
RJA
12
Raymond James & Associates
Florida
$261K +$284K +14,960 New
CHAM
13
Clear Harbor Asset Management
Connecticut
$246K +$14.3K +755 +6%
CIC
14
Carnegie Investment Counsel
Ohio
$210K
MC
15
Mathes Company
New York
$175K
IBOK
16
Independence Bank of Kentucky
Kentucky
$122K +$133K +7,000 New
BWA
17
BDO Wealth Advisors
Florida
$97K +$48.7K +2,566 +86%
SFM
18
Spartan Fund Management
Canada
$54K +$58.8K +3,100 New
MA
19
MUFG Americas
New York
$35K +$38K +2,000 New
Osaic Holdings
20
Osaic Holdings
Arizona
$14K +$626 +33 +4%
BBPWM
21
Blue Bell Private Wealth Management
Pennsylvania
$10K +$11.4K +600 New
Bessemer Group
22
Bessemer Group
New Jersey
$8K +$8.35K +440 New
IA
23
IFP Advisors
Florida
$6K -$323 -17 -34%
FF
24
FourThought Financial
Florida
$1K +$949 +50 New
WAM
25
Wolverine Asset Management
Illinois
-$1.34M -72,899 Closed