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Nuveen Variable Rate Preferred & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$44M -$5.1M -264,484 -10%
Morgan Stanley
2
Morgan Stanley
New York
$36.2M +$338K +17,525 +0.9%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$11.9M +$402K +20,841 +3%
AAM
4
Advisors Asset Management
Colorado
$7.03M +$2.12M +109,892 +40%
Wells Fargo
5
Wells Fargo
California
$7.03M +$782K +40,555 +12%
UBS Group
6
UBS Group
Switzerland
$6.96M -$233K -12,100 -3%
Invesco
7
Invesco
Georgia
$4.72M -$264K -13,697 -5%
Cohen & Steers
8
Cohen & Steers
New York
$3.72M
Stifel Financial
9
Stifel Financial
Missouri
$2.84M -$644K -33,412 -18%
First Trust Advisors
10
First Trust Advisors
Illinois
$2.21M +$238K +12,333 +11%
EPW
11
Evolve Private Wealth
California
$1.25M +$1.6K +83 +0.1%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.17M +$44.6K +2,315 +4%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$1.12M +$276K +14,310 +30%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$1.11M +$308K +15,984 +35%
CEFA
15
Closed-End Fund Advisors
Virginia
$989K -$464K -24,084 -31%
SF
16
Summit Financial
New Jersey
$915K +$747K +38,766 +345%
EH
17
Equitable Holdings
New York
$751K +$798K +41,380 New
WS
18
Wedbush Securities
California
$561K +$29.6K +1,535 +5%
Bessemer Group
19
Bessemer Group
New Jersey
$508K +$539K +27,976 New
Millennium Management
20
Millennium Management
New York
$508K +$539K +27,970 New
Bank of America
21
Bank of America
North Carolina
$487K +$511K +26,516 +7,753%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$464K -$19.3K -1,000 -4%
CAM
23
Concorde Asset Management
Michigan
$447K -$32.8K -1,700 -7%
LPL Financial
24
LPL Financial
California
$374K +$96.1K +4,987 +32%
UPS
25
UHLMANN PRICE SECURITIES
Illinois
$361K +$6.03K +313 +2%